Ferric J. Collons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ferric J Collons, who also goes by Ferric Jason Collons, was a registered financial professional .
Ferric is a previously registered financial professional and started their career in finance in 2011. Ferric had worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2013 - February 16, 2016
TD AMERITRADE, INC.
October 15, 2013 - February 16, 2016
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
October 15, 2013 - February 16, 2016
TD AMERITRADE, INC.
May 10, 2013 - October 1, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 10, 2013 - October 1, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 13, 2012 - April 12, 2013
MORGAN STANLEY
February 13, 2012 - April 12, 2013
MORGAN STANLEY
September 29, 2011 - February 1, 2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 19, 2011 - February 1, 2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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