Michael J. Joseph

STANSBERRY ASSET MANAGEMENT

Gilbert, AZ

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CRD#: 5959736

Professional summary

Michael James Joseph is a registered financial advisor currently at STANSBERRY ASSET MANAGEMENT, LLC located in Gilbert, Arizona.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Michael has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Joseph's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2022 - Present

STANSBERRY ASSET MANAGEMENT, LLC

RIA

CRD#: 282103

Gilbert, AZ

Past

May 5, 2016 - April 25, 2017

TD AMERITRADE, INC.

RIA

CRD#: 7870

SAN MATEO, CA

Past

May 5, 2016 - April 25, 2017

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

San Mateo, CA

Past

May 4, 2016 - April 25, 2017

TD AMERITRADE, INC.

CRD#: 7870

SAN MATEO, CA

Past

December 24, 2014 - April 14, 2016

PFM FUND DISTRIBUTORS, INC.

CRD#: 114474

SAN FRANCISCO, CA

Past

September 14, 2011 - September 9, 2014

FISHER INVESTMENTS

RIA

CRD#: 107342

SAN MATEO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STANSBERRY ASSET MANAGEMENT, LLC

STANSBERRY ASSET MANAGEMENT LLC | STANSBERRY ASSET MANAGEMENT, LLC

CRD#: 282103 / SEC#: 801-107061

RIA

Registered Investment Advisory firm - (1/4/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/5/2022)

IAR

Texas
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/5/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/13/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 4/25/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/24/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STANSBERRY ASSET MANAGEMENT, LLC

STANSBERRY ASSET MANAGEMENT LLC | STANSBERRY ASSET MANAGEMENT, LLC

CRD#: 282103 / SEC#: 801-107061

RIA

Registered Investment Advisory firm - (1/4/2016 Approved)

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Contact information

Main Address

1600 Solana Boulevard Building 8 Suite 8100, Westlake, TX 76262

Mailing Address

Phone number

(646) 854-4370

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STANSBERRY ASSET MANAGEMENT ADV2A 032025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,164
AUM (Assets Under Management)	$ 1,049,018,025

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Joseph

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Joseph's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

PFM FUND DISTRIBUTORS, INC.

FISHER INVESTMENTS

Primary Firm SEC Registration

STANSBERRY ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/5/2015

Series 65

Date: 9/13/2011

SIE

Date: 4/25/2017

Series 7

Date: 5/4/2016

Series 6

Date: 12/24/2014

Current Firm

STANSBERRY ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STANSBERRY ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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