Kramer L. Nelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kramer Lynn Nelson was a registered financial professional .
Kramer is a previously registered financial professional and started their career in finance in 2011. Kramer had worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2024 - October 4, 2024
NEXPOINT SECURITIES, INC.
March 26, 2019 - December 14, 2020
DELOS CAPITAL ADVISORS
May 16, 2018 - March 26, 2019
LEAR INVESTMENT MANAGEMENT
December 13, 2017 - April 5, 2018
BRIDGECREEK INVESTMENT MANAGEMENT, LLC
April 9, 2015 - June 8, 2016
NEXBANK SECURITIES INC
January 2, 2014 - May 25, 2017
NEXPOINT SECURITIES, INC.
April 1, 2013 - December 31, 2013
NEXBANK SECURITIES INC
December 3, 2012 - March 25, 2013
HARTFORD FUNDS DISTRIBUTORS, LLC
October 5, 2011 - December 3, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/12/2024
General Securities Representative ExaminationCurrent Firm
NEXPOINT SECURITIES, INC.
CRD#: 165013 / SEC#: , 8-69128
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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