Malena S. Wallin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Malena Suzanne Charlotta Wallin, who also goes by Malena Suzanne Charlotta Bengtsson Hagerman, Malena Suzanne Charlotte Bengtsson Hagerman, Malena Bengtssonhagerman, was a registered financial professional .
Malena is a previously registered financial professional and started their career in finance in 2014. Malena had worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2020 - June 7, 2022
SPRINKLEBROKERAGE, INC.
August 4, 2017 - July 12, 2018
SPRINKLEBROKERAGE, INC.
November 23, 2015 - April 19, 2016
TD AMERITRADE, INC.
May 6, 2014 - November 9, 2015
EQUINOX SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
SPRINKLEBROKERAGE, INC.
CRD#: 285216 / SEC#: , 8-69828
Contact information
FINRA licenses (21 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPRINKLECAPITAL HOLDING, INC | OWNER | |
| WALLIN, JOHN ALEXANDER | PRESIDENT & CCO | 6000899 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
