Mallory A. Kretman

LAUREL WEALTH PLANNING

Edina, MN 55435

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CRD#: 5959559

Professional summary

Mallory Amanda Kretman, CFP®, who also goes by Mallory Heesch, Mallory Amanda Smith, is a registered financial advisor currently at LAUREL WEALTH PLANNING located in Edina, Minnesota.

Mallory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Mallory has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mallory Heesch | Mallory Amanda Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mallory Amanda Kretman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

October 7, 2015 - Present

LAUREL WEALTH PLANNING

Office #1: 3300 Edinborough Way Suite 790, Edina, MN 55435

RIA

CRD#: 122035

Edina, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAUREL WEALTH PLANNING

LAURA A. KUNTZ | LAUREL WEALTH PLANNING LLC | LAUREL WEALTH PLANNING | LAURA A. KUNTZ, CPA/PFS, MBT | LAURA A. KUNTZ, CPA, MBT

CRD#: 122035 / SEC#: 801-79116

RIA

Registered Investment Advisory firm - (2/10/2014 Approved)

Minnesota

Registered Investment Advisory firm - (4/1/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(10/7/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/7/2015

Uniform Investment Adviser Law Examination

Current Firm

LAUREL WEALTH PLANNING

LAURA A. KUNTZ | LAUREL WEALTH PLANNING LLC | LAUREL WEALTH PLANNING | LAURA A. KUNTZ, CPA/PFS, MBT | LAURA A. KUNTZ, CPA, MBT

CRD#: 122035 / SEC#: 801-79116

RIA

Registered Investment Advisory firm - (2/10/2014 Approved)

Minnesota

Registered Investment Advisory firm - (4/1/2014 Terminated)

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Contact information

Main Address

3300 Edinborough Way Suite 790, Edina, MN 55435

Mailing Address

Phone number

(952) 854-6250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (5/28/2025)

Regulatory assets under management

Total Number of Accounts	941
AUM (Assets Under Management)	$ 395,558,975

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/08/2025	Cover Page	Report
01/08/2025	Cover Page	Report
07/21/2023	Cover Page	Report
10/12/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mallory A. Kretman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mallory Amanda Kretman's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAUREL WEALTH PLANNING

Primary Firm SEC Registration

LAUREL WEALTH PLANNING

State Registrations and Notice Filings

Exams

Series 65

Date: 10/7/2015

Current Firm

LAUREL WEALTH PLANNING

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LAUREL WEALTH PLANNING

TRUST BUT VERIFY

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