Kaushal V. Shah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kaushal Vasantkumar Shah, who also goes by Kaushal Shah, was a registered financial professional .
Kaushal is a previously registered financial professional and started their career in finance in 2011. Kaushal had worked at 1 firm and has passed the Series 66 and Series 7 exams.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2011 - April 9, 2013
NORIBA INVESTING
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Current Firm
NORIBA INVESTING
CRD#: 150981 / SEC#: 801-72642, 8-68321
Contact information
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