MW
Mark J. Wyrobek
FIFTH THIRD SECURITIES
Chicago, IL 60601
Some features on this profile are disabled
CRD#: 5959261
MW
Professional summary
Mark J Wyrobek, who also goes by Mark Joseph Wyrobek, Mark Wyrobek, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in Chicago, Illinois.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Mark has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Joseph Wyrobek | Mark Wyrobek
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Hilltop Haven Hideaway LLC - 130 Estate Drive Dahlonega GA 30533 - vacation rental - owner/landlord - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
CRS (Client Relationship Summary) - RIA
Click below to view Mark J Wyrobek's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark J Wyrobek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 7, 2018 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 57 E. Randolph, Chicago, IL 60601Office #2: 10945 State Bridge Rd, Alpharetta, GA 30022Office #3: 665 West Crossville Road, Roswell, GA 30075Office #4: 3344 Peachtree Road Ne Suite 1000, Atlanta, GA 30326Office #5: 2100 Roswell Road, Marietta, GA 30062Office #6: 2755 Old Milton Parkway, Alpharetta, GA 30009Office #7: 2555 Piedmont Road Ne, Atlanta, GA 30324Office #8: 745 Chastain Road, Kennesaw, GA 30144Office #9: 2925 Eagle Dr, Woodstock, GA 30189Office #10: 2941 Shallowford Rd, Marietta, GA 30066RIA
BD
CRD#: 628
Chicago, IL
Current
March 7, 2018 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 57 E. Randolph, Chicago, IL 60601Office #2: 10945 State Bridge Rd, Alpharetta, GA 30022Office #3: 665 West Crossville Road, Roswell, GA 30075Office #4: 3344 Peachtree Road Ne Suite 1000, Atlanta, GA 30326Office #5: 2100 Roswell Road, Marietta, GA 30062Office #6: 2755 Old Milton Parkway, Alpharetta, GA 30009Office #7: 2555 Piedmont Road Ne, Atlanta, GA 30324Office #8: 745 Chastain Road, Kennesaw, GA 30144Office #9: 2925 Eagle Dr, Woodstock, GA 30189Office #10: 2941 Shallowford Rd, Marietta, GA 30066RIA
BD
CRD#: 628
Chicago, IL
Past
November 19, 2014 - March 5, 2018
B. C. ZIEGLER AND COMPANY
BD
CRD#: 61
CHICAGO, IL
Past
November 11, 2014 - March 5, 2018
B. C. ZIEGLER AND COMPANY
RIA
CRD#: 61
CHICAGO, IL
Past
May 20, 2013 - September 3, 2013
EDWARD JONES
RIA
CRD#: 250
PALOS HILLS, IL
Past
May 20, 2013 - September 3, 2013
EDWARD JONES
BD
CRD#: 250
PALOS HILLS, IL
Past
December 3, 2012 - April 2, 2013
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
DOWNERS GROVE, IL
Past
November 19, 2012 - April 2, 2013
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
DOWNERS GROVE, IL
Past
October 1, 2012 - October 25, 2012
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NAPERVILLE, IL
Past
July 11, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
NAPERVILLE, IL
Past
November 4, 2011 - May 22, 2012
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/8/2023)
RR
California(3/15/2018)
RR
Colorado(11/19/2020)
RR
Connecticut(12/8/2023)
RR
District of Columbia(11/19/2020)
RR
Florida(3/15/2018)
RR
Georgia(11/19/2020)
IAR
Georgia(2/21/2022)
RR
Hawaii(2/21/2025)
RR
Idaho(12/8/2023)
RR
Illinois(3/7/2018)
IAR
Illinois(3/7/2018)
RR
Indiana(11/14/2019)
RR
Michigan(12/18/2020)
RR
Minnesota(12/8/2023)
RR
Nevada(8/2/2023)
RR
New Jersey(12/8/2023)
RR
New Mexico(12/21/2023)
RR
New York(12/8/2023)
RR
North Carolina(9/2/2021)
RR
Ohio(12/18/2020)
RR
Tennessee(2/1/2023)
RR
Texas(12/8/2023)
RR
Virginia(2/17/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
34 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Mailing Address
38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Phone number
(888) 889-1025
Established
Ohio since 05/01/1925
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,349
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 43,067 |
| AUM (Assets Under Management) | $ 9,127,646,064 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
