Baris Alkoc
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Baris Alkoc was a registered financial professional .
Baris is a previously registered financial professional and started their career in finance in 2011. Baris had worked at 6 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2016 - February 27, 2019
NATIONAL SECURITIES CORPORATION
August 27, 2015 - July 13, 2016
ADIRONDACK TRADING GROUP LLC
February 25, 2015 - July 9, 2015
MSI FINANCIAL SERVICES, INC.
August 13, 2014 - November 26, 2014
AMERICAN CAPITAL PARTNERS, LLC
December 10, 2013 - August 8, 2014
GARDEN STATE SECURITIES, INC.
October 26, 2011 - January 8, 2014
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
