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Paul A. Dreyer

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CRD#: 5959059
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul Andrew Dreyer, who also goes by Paul Andrew Dreyer Jr, was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 2011. Paul had worked at 2 firms and has passed the Series 7 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Paul Andrew Dreyer Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 24, 2011 - January 7, 2013

JANE STREET MARKETS, LLC

BD
CRD#: 104485
NEW YORK, NY
Past

September 24, 2011 - January 7, 2013

JANE STREET CAPITAL, LLC

BD
CRD#: 103782
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 7
Date: 9/23/2011
General Securities Representative Examination

Current Firm


JS
JANE STREET MARKETS, LLC
JANE STREET MARKETS, LLC | NASSAU STREET CAPITAL, LLC

CRD#: 104485 / SEC#: , 8-52950

BD
Terminated by SEC on 02/17/2015
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 07/11/2000
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
JANE STREET GROUP, LLCSOLE MEMBER
EMMET, RICHARD STOCKTONOPERATING COMMITTEE MEMBER/CEO4712665
HARRISON, MARIE ELIZABETHFINOP4621035
LEHOCZKY, SANDOR GRAHAMOPERATING COMMITTEE MEMBER3231898
PROCTOR, DAVID ANTHONYCHIEF COMPLIANCE OFFICER5053284
SCHAAD, IAN RUSSELLOPERATING COMMITTEE MEMBER2568033

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JANE STREET MARKETS, LLC

CRD#: 104485

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