William N. Brancaccio
MONECO ADVISORS
Harrison, NY 10528-2418
Some features on this profile are disabled
CRD#: 5959000
Professional summary
William Nicholas Brancaccio, CFP®, who also goes by Bill Brancaccio, is a registered financial advisor currently at MONECO ADVISORS located in Harrison, New York and LPL FINANCIAL LLC located in Harrison, New York.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. William has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Brancaccio
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 08/08/2016: Rightirement Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 200 Hr/Mo; 99% Time Spent 2. 08/08/2016: BNC Agency - Property and Casualty - Investment Related - At Reported Business Location(s) - Started 09/2014 - 2 Hr/Mo; 0 Hours During Securities Trading; 2% Time Spent - Insurance broker refer business to BNC agency 3. 08/08/2016: William Brancaccio - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 25 Hr/Mo; 5 Hours During Securities Trading; 25% Time Spent - Fixed life and fixed annuity; IFP Insurance Corp 4. 2/3/2017: Bill Brancaccio Properties - Investment Related - 4 Driftwood Lane, Norwalk CT - Other-Business Owner - Started 01/15/2017 - 2 Hours Per Month/0 Hours During Securities Trading - Co owner of real estate LLC. 5. 5/28/2019 - Independent Advisor Alliance - DBA: (Hybrid) Rightirement Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 03/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 5/16/2019. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 5/28/2019 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 03/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 5/16/2019. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 8/16/2019 - RWP Capital - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:08/30/2019 - 10 hrs/mo - 10 hrs during trading. 8. 6/3/2021 - No Business Name - Investment Related - Norwalk, CT 06855 - Real Estate Rental - Start Date: 4/1/2021 - 3 Hours Per Month/0 Hours During Securities Trading - Multifamily properties that are rented out. 9. 04/02/2024 - Brancaccio Properties - Other - Business Owner - Fairfield, CT - Start Date 01/15/2017 - 1 Hour Per Month/ 0 Hours During Trading 10. 11/18/2024 - Moneco Advisors LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - start date 10/01/2024 - 160 hrs/mo/ 8 hrs during trading.
CRS (Client Relationship Summary) - RIA
Click below to view William Nicholas Brancaccio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
October 1, 2024 - Present
MONECO ADVISORS
Office #1: 440 Mamaroneck Ave Ste 401, Harrison, NY 10528-2418RIA
CRD#: 171922
Harrison, NY
Current
August 8, 2016 - Present
LPL FINANCIAL LLC
Office #1: 440 Mamaroneck Ave Ste 403, Harrison, NY 10528-2418RIA
BD
CRD#: 6413
Harrison, NY
Past
March 5, 2019 - October 3, 2024
INDEPENDENT ADVISOR ALLIANCE, LLC
RIA
CRD#: 168267
Harrison, NY
Past
August 18, 2016 - March 19, 2019
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
White Plains, NY
Past
January 30, 2012 - August 18, 2016
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ELMSFORD, NY
Past
August 10, 2011 - August 18, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ELMSFORD, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MONECO ADVISORS
ACORN CONSULTING | WILLOW | ROCCO & ASSOCIATES WEALTH MANAGEMENT | MONECO WESTCHESTER | MONECO NEW CANAAN | MONECO BERKSHIRES | MONECO BERGEN COUNTY | MONECO ADVISORS, LLC | MONECO ADVISORS | LICHTENSTEIN AT MONECO | LICHENSTEIN FINANCIAL
CRD#: 171922 / SEC#: 801-80027
RIA
Registered Investment Advisory firm - (7/14/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/6/2017)
RR
California(8/15/2016)
RR
Colorado(8/15/2016)
RR
Connecticut(8/8/2016)
IAR
Connecticut(10/1/2024)
RR
Florida(8/15/2016)
RR
Maryland(8/15/2016)
RR
New Jersey(8/15/2016)
RR
New York(8/8/2016)
IAR
New York(10/1/2024)
RR
North Carolina(8/15/2016)
RR
Pennsylvania(11/17/2023)
RR
Rhode Island(4/25/2022)
RR
Virginia(8/15/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MONECO ADVISORS
ACORN CONSULTING | WILLOW | ROCCO & ASSOCIATES WEALTH MANAGEMENT | MONECO WESTCHESTER | MONECO NEW CANAAN | MONECO BERKSHIRES | MONECO BERGEN COUNTY | MONECO ADVISORS, LLC | MONECO ADVISORS | LICHTENSTEIN AT MONECO | LICHENSTEIN FINANCIAL
CRD#: 171922 / SEC#: 801-80027
RIA
Registered Investment Advisory firm - (7/14/2014 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2150 Post Road, Suite 201, Fairfield, CT 06824
Mailing Address
Phone number
(203) 319-3550
Established
Firm type
Fiscal year end
# of Employees
65
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,130 |
| AUM (Assets Under Management) | $ 1,915,081,746 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
