Masood R. Khan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Masood Rahman Khan, who also goes by Masood Khan, Masood-ur Khan, was a registered financial professional .
Masood is a previously registered financial professional and started their career in finance in 2012. Masood had worked at 2 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2021 - January 26, 2022
PROTECTION POINT ADVISORS
June 14, 2012 - March 19, 2015
NORIBA INVESTING
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
PROTECTION POINT ADVISORS
CRD#: 291805 / SEC#: 801-113898
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,620 |
| AUM (Assets Under Management) | $ 578,353,657 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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