Mathew Johnson
Professional summary
Mathew Johnson, who also goes by Mathew Sheldon Johnson, Mathew S Johnson, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Ames, Iowa.
Mathew is registered as a RR (Registered Representative) and started their career in finance in 2011. Mathew has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mathew Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2021 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 123 6th St, Ames, IA 50010Office #2: 5335 Merle Hay Rd Ste 9, Johnston, IA 50131May 4, 2017 - November 14, 2018
PRINCIPAL SECURITIES, INC.
November 4, 2016 - February 2, 2021
PRINCIPAL ASSET MANAGEMENT
April 19, 2016 - November 4, 2016
PRINCIPAL SECURITIES, INC.
December 1, 2015 - November 4, 2016
PRINCIPAL SECURITIES, INC.
December 1, 2015 - February 2, 2021
PRINCIPAL FUNDS DISTRIBUTOR, INC.
March 11, 2014 - November 11, 2015
DIRECTED SERVICES LLC
March 18, 2013 - March 7, 2014
FARMERS FINANCIAL SOLUTIONS, LLC
August 24, 2011 - August 14, 2012
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/19/2024)
(2/9/2024)
(11/19/2024)
(2/12/2021)
(1/19/2023)
(1/19/2023)
(1/19/2023)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863Ames, IA 50010TRUST BUT VERIFY
Monitor Mathew Johnson
Get automatic monthly alerts on:
