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MJ

Mathew Johnson

FARMERS ASSET MANAGEMENT
Johnston, IA 50131
Some features on this profile are disabled
CRD#: 5958794
MJ

Professional summary

Mathew Johnson, who also goes by Mathew Sheldon Johnson, Mathew S Johnson, is a registered financial advisor currently at FARMERS ASSET MANAGEMENT, LLC located in Johnston, Iowa and FARMERS FINANCIAL SOLUTIONS, LLC located in Ames, Iowa.

Mathew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Mathew has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mathew Sheldon Johnson | Mathew S Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mathew Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 14, 2026 - Present

FARMERS ASSET MANAGEMENT, LLC

Office #1: 5335 Merle Hay Road Ste 9, Johnston, IA 50131
RIA
CRD#: 336230
Johnston, IA
Current

February 12, 2021 - Present

FARMERS FINANCIAL SOLUTIONS, LLC

Office #1: 123 6th St, Ames, IA 50010Office #2: 5335 Merle Hay Rd Ste 9, Johnston, IA 50131
BD
CRD#: 103863
Ames, IA
Past

May 4, 2017 - November 14, 2018

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

November 4, 2016 - February 2, 2021

PRINCIPAL ASSET MANAGEMENT

RIA
CRD#: 109002
Des Moines, IA
Past

April 19, 2016 - November 4, 2016

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
DES MOINES, IA
Past

December 1, 2015 - November 4, 2016

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

December 1, 2015 - February 2, 2021

PRINCIPAL FUNDS DISTRIBUTOR, INC.

BD
CRD#: 43261
DES MOINES, IA
Past

March 11, 2014 - November 11, 2015

DIRECTED SERVICES LLC

BD
CRD#: 21675
DES MOINES, IA
Past

March 18, 2013 - March 7, 2014

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
DES MOINES, IA
Past

August 24, 2011 - August 14, 2012

NYLIFE SECURITIES LLC

BD
CRD#: 5167
WALTHAM, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
California
(1/14/2026)
RR
Georgia
(11/19/2024)
RR
Idaho
(2/9/2024)
RR
Illinois
(11/19/2024)
RR
Iowa
(2/12/2021)
RR
Minnesota
(1/19/2023)
RR
Missouri
(2/2/2026)
RR
Nebraska
(1/19/2023)
RR
Tennessee
(1/19/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/19/2025
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/9/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/22/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/22/2011
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FA
FARMERS ASSET MANAGEMENT, LLC
FARMERS ASSET MANAGEMENT, LLC

CRD#: 336230 / SEC#:

California
Registered Investment Advisory firm - (12/3/2025 Approved)
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Contact information

Main Address
6301 Owensmouth Ave., Woodland Hills, CA 91367
Mailing Address
Phone number
(818) 965-0277
Established
Firm type
Fiscal year end
# of Employees
13

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FARMERS ASSET MANAGEMENT, LLC

CRD#: 336230Johnston, IA 50131

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