LC
Lucas W. Cheatham
DIAMOND CLIENT GROUP
The Woodlands, TX 77380
Some features on this profile are disabled
CRD#: 5958728
LC
Professional summary
Lucas Wayne Cheatham, who also goes by Luke Wayne Cheatham, Lucas Cheatham, is a registered financial advisor currently at DIAMOND CLIENT GROUP, LLC located in The Woodlands, Texas.
Lucas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Lucas has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Luke Wayne Cheatham | Lucas Cheatham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Company Name: Diamond Client Group; Title: President; Position: Sales/Management; Activity: RIA; Approx. # of hours spent on activity: N/A; Approx. # of hours during trading hours: N/A 2)Company Name: Diamond Client Group; Title: Insurance Broker; Duties of Position: Insurance product sales; Start Date: 12/23/2020; Approx. # of hours spend on Activity: 80; Approx. # of hours spent during trading: 80. 3)Type of Outside Business Activity: Single Rental Property; Duties of position: Renting a single residence property; Title: Owner; Start Date: 06/01/2010; Approx. # hours spent on activity: 1, Approx. # spent during trading hours: 0 4)Type of Outside Business Activity: Retail; Duties of position: Attend board meetings a few times a year; Title: Owner; Start Date: 01/2019; Approx. # hours spent on activity: 1, Approx. # spent during trading hours: 0
CRS (Client Relationship Summary) - RIA
Click below to view Lucas Wayne Cheatham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 23, 2020 - Present
DIAMOND CLIENT GROUP, LLC
Office #1: 9595 Six Pines Drive Suite 6200, The Woodlands, TX 77380RIA
CRD#: 310570
The Woodlands, TX
Past
June 18, 2021 - May 17, 2022
PEAK BROKERAGE SERVICES, LLC
BD
CRD#: 157045
The Woodlands, TX
Past
April 8, 2016 - December 22, 2020
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
HOUSTON, TX
Past
March 30, 2016 - December 22, 2020
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
HOUSTON, TX
Past
May 22, 2012 - March 29, 2016
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
HOUSTON, TX
Past
November 7, 2011 - March 29, 2016
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DC
DIAMOND CLIENT GROUP, LLC
DIAMOND CLIENT GROUP, LLC
CRD#: 310570 / SEC#: 801-132329
RIA
Registered Investment Advisory firm - (4/4/2025 Approved)Louisiana
Registered Investment Advisory firm - (8/11/2025 Terminated)Texas
Registered Investment Advisory firm - (8/11/2025 Termination Requested)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(9/20/2021)
IAR
Texas(12/23/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DC
DIAMOND CLIENT GROUP, LLC
DIAMOND CLIENT GROUP, LLC
CRD#: 310570 / SEC#: 801-132329
RIA
Registered Investment Advisory firm - (4/4/2025 Approved)Louisiana
Registered Investment Advisory firm - (8/11/2025 Terminated)Texas
Registered Investment Advisory firm - (8/11/2025 Termination Requested)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
9595 Six Pines Drive Suite 6200, The Woodlands, TX 77380
Mailing Address
Phone number
(832) 319-1555
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 628 |
| AUM (Assets Under Management) | $ 117,334,720 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DIAMOND CLIENT GROUP, LLC
CRD#: 310570The Woodlands, TX 77380TRUST BUT VERIFY
Monitor Lucas Cheatham
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
