Charles P. Jumet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Paul Edward Jumet JR., CIMA®, who also goes by Charles Pauledward Jumet Jr., Charles Pauledward Jumet, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2011. Charles had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2015 - December 3, 2021
CHICKASAW CAPITAL MANAGEMENT, LLC
November 5, 2015 - December 3, 2021
CHICKASAW SECURITIES, LLC
October 17, 2012 - October 26, 2015
WELLS FARGO CLEARING SERVICES, LLC
October 25, 2011 - October 26, 2015
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
CHICKASAW CAPITAL MANAGEMENT, LLC
CRD#: 127398 / SEC#: 801-62121
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHICKASAW CAPITAL MANAGEMENT, LLC
CRD#: 127398 / SEC#: 801-62121
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 433 |
| AUM (Assets Under Management) | $ 2,529,750,391 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
