Andrew P. Surber

TAX FAVORED RETIREMENT

Kansas City, MO 64156

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CRD#: 5957984

Professional summary

Andrew P Surber is a registered financial advisor currently at TAX FAVORED RETIREMENT located in Kansas City, Missouri.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Andrew has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) AMERIFLEX. DALLAS, TX. OUTSIDE BOARD MEMEBER. 1 HOUR/MO; 0 DURING TRADING HOURS. 2) GREEN ACRES. OWNER-SECRETARY. 1 HOUR/MO; 0 DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew P Surber's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2018 - Present

TAX FAVORED RETIREMENT

Office #1: 8500 Ne Sam Ray Rd, Kansas City, MO 64156

RIA

CRD#: 298519

Kansas City, MO

Past

April 25, 2018 - October 1, 2018

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

Overland Park, KS

Past

August 1, 2017 - October 1, 2018

PRIME CAPITAL FINANCIAL

RIA

CRD#: 288712

OVERLAND PARK, KS

Past

October 13, 2011 - October 13, 2017

LAWING FINANCIAL INC

RIA

CRD#: 117178

OVERLAND PARK, KS

Past

October 4, 2011 - April 30, 2018

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(9/27/2018)

IAR

Missouri
(9/27/2018)

IAR

Texas
(12/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/2/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/2011

General Securities Representative Examination

Current Firm

TAX FAVORED RETIREMENT

APS VENTURES, LLC | UPGRADEYOURANNUITY | TAX FAVORED RETIREMENT

CRD#: 298519 / SEC#:

Kansas

Registered Investment Advisory firm - (9/27/2018 Approved)

Missouri

Registered Investment Advisory firm - (9/27/2018 Approved)

Texas

Registered Investment Advisory firm - (12/16/2019 Conditional Restricted)

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Contact information

Main Address

8500 Ne Sam Ray Rd, Kansas City, MO 64156

Mailing Address

Phone number

(816) 534-8615

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	337
AUM (Assets Under Management)	$ 30,833,788

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew P. Surber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew P Surber's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAX FAVORED RETIREMENT

PRIVATE CLIENT SERVICES, LLC

PRIME CAPITAL FINANCIAL

LAWING FINANCIAL INC

CAMBRIDGE INVESTMENT RESEARCH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/2/2011

SIE

Date: 10/1/2018

Series 7

Date: 8/29/2011

Current Firm

TAX FAVORED RETIREMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TAX FAVORED RETIREMENT

TRUST BUT VERIFY

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