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KF

Kevin William Fullmer

NEXPOINT SECURITIES
DALLAS, TX
·CRD# 5957964·12 years experience

Professional Summary

Kevin William Fullmer, who also goes by Kevin Fullmer, is a registered financial advisor currently at NEXPOINT SECURITIES, INC. located in Dallas, Texas. Kevin is registered as a RR (Registered Representative) and started their career in finance in 2014. Kevin has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kevin Fullmer

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

NEXPOINT SECURITIES, INC.·CRD# 165013
BD
200 Crescent Court Suite 700, Dallas, TX 75201
March 10, 2017 - Present
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
August 25, 2014 - March 22, 2017

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Current Firm

NS
NEXPOINT SECURITIES, INC.

HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. | PYXIS DISTRIBUTORS, INC. | NEXPOINT SECURITIES, INC.

CRD#: 165013 / SEC#: 8-69128
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

200 Crescent Court, Suite 700, Dallas, TX 75201

Mailing Address

200 Crescent Court, Suite 700, Dallas, TX 75201

Phone Number

(833) 697-6246

Established

Delaware since 06/14/2012

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NEXPOINT ASSET MANAGEMENT, L.P.SHAREHOLDER149653
HOLT, DAVID ERICCHIEF COMPLIANCE OFFICER/ POO2426935
NORRIS, DUSTIN DAVIDPRESIDENT6624477
RUSSELL, SARAH DETLINGFINOP / PFO6727189
WATERHOUSE, FRANK GEORGETREASURER2960256

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(3/10/2017)
RR
Arizona
(3/10/2017)
RR
Arkansas
(3/10/2017)
RR
California
(3/10/2017)
RR
Colorado
(3/10/2017)
RR
Connecticut
(3/10/2017)
RR
Delaware
(3/10/2017)
RR
District of Columbia
(3/10/2017)
RR
Florida
(3/10/2017)
RR
Georgia
(3/10/2017)
RR
Idaho
(3/10/2017)
RR
Illinois
(3/10/2017)
RR
Indiana
(3/10/2017)
RR
Iowa
(3/10/2017)
RR
Kansas
(3/10/2017)
RR
Kentucky
(3/10/2017)
RR
Louisiana
(3/10/2017)
RR
Maine
(3/10/2017)
RR
Maryland
(3/10/2017)
RR
Massachusetts
(3/10/2017)
RR
Michigan
(3/10/2017)
RR
Minnesota
(3/10/2017)
RR
Mississippi
(3/10/2017)
RR
Missouri
(3/10/2017)
RR
Montana
(3/10/2017)
RR
Nebraska
(3/10/2017)
RR
Nevada
(3/10/2017)
RR
New Hampshire
(3/10/2017)
RR
New Jersey
(3/10/2017)
RR
New Mexico
(3/10/2017)
RR
New York
(3/10/2017)
RR
North Carolina
(3/10/2017)
RR
North Dakota
(3/10/2017)
RR
Ohio
(3/10/2017)
RR
Oklahoma
(3/10/2017)
RR
Oregon
(3/10/2017)
RR
Pennsylvania
(3/10/2017)
RR
Rhode Island
(3/10/2017)
RR
South Carolina
(3/10/2017)
RR
South Dakota
(3/10/2017)
RR
Texas
(3/10/2017)
RR
Utah
(3/10/2017)
RR
Vermont
(3/10/2017)
RR
Virgin Islands
(3/10/2017)
RR
Virginia
(3/10/2017)
RR
Washington
(3/10/2017)
RR
West Virginia
(3/10/2017)
RR
Wisconsin
(3/10/2017)
RR
Wyoming
(3/10/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2014About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2024About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kevin William Fullmer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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