KF
Kevin W. Fullmer
NEXPOINT SECURITIES
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 5957964
KF
Professional summary
Kevin William Fullmer, who also goes by Kevin Fullmer, is a registered financial professional currently at NEXPOINT SECURITIES, INC. located in Dallas, Texas.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2014. Kevin has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Kevin Fullmer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kevin William Fullmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 10, 2017 - Present
NEXPOINT SECURITIES, INC.
Office #1: 200 Crescent Court Suite 700, Dallas, TX 75201BD
CRD#: 165013
Dallas, TX
Past
August 25, 2014 - March 22, 2017
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/10/2017)
RR
Arizona(3/10/2017)
RR
Arkansas(3/10/2017)
RR
California(3/10/2017)
RR
Colorado(3/10/2017)
RR
Connecticut(3/10/2017)
RR
Delaware(3/10/2017)
RR
District of Columbia(3/10/2017)
RR
Florida(3/10/2017)
RR
Georgia(3/10/2017)
RR
Idaho(3/10/2017)
RR
Illinois(3/10/2017)
RR
Indiana(3/10/2017)
RR
Iowa(3/10/2017)
RR
Kansas(3/10/2017)
RR
Kentucky(3/10/2017)
RR
Louisiana(3/10/2017)
RR
Maine(3/10/2017)
RR
Maryland(3/10/2017)
RR
Massachusetts(3/10/2017)
RR
Michigan(3/10/2017)
RR
Minnesota(3/10/2017)
RR
Mississippi(3/10/2017)
RR
Missouri(3/10/2017)
RR
Montana(3/10/2017)
RR
Nebraska(3/10/2017)
RR
Nevada(3/10/2017)
RR
New Hampshire(3/10/2017)
RR
New Jersey(3/10/2017)
RR
New Mexico(3/10/2017)
RR
New York(3/10/2017)
RR
North Carolina(3/10/2017)
RR
North Dakota(3/10/2017)
RR
Ohio(3/10/2017)
RR
Oklahoma(3/10/2017)
RR
Oregon(3/10/2017)
RR
Pennsylvania(3/10/2017)
RR
Rhode Island(3/10/2017)
RR
South Carolina(3/10/2017)
RR
South Dakota(3/10/2017)
RR
Tennessee(7/11/2023)
RR
Texas(3/10/2017)
RR
Utah(3/10/2017)
RR
Vermont(3/10/2017)
RR
Virgin Islands(3/10/2017)
RR
Virginia(3/10/2017)
RR
Washington(3/10/2017)
RR
West Virginia(3/10/2017)
RR
Wisconsin(3/10/2017)
RR
Wyoming(3/10/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NEXPOINT SECURITIES, INC.
HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. | PYXIS DISTRIBUTORS, INC. | NEXPOINT SECURITIES, INC.
CRD#: 165013 / SEC#: , 8-69128
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
200 Crescent Court, Suite 700, Dallas, TX 75201
Mailing Address
200 Crescent Court, Suite 700, Dallas, TX 75201
Phone number
(833) 697-6246
Established
Delaware since 06/14/2012
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NEXPOINT SECURITIES, INC.
CRD#: 165013Dallas, TX 75201TRUST BUT VERIFY
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