Anthony J. Huguet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony James Huguet, who also goes by Anthony James Huguet, Anthony J Huguet, Anthony Huguet, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2011. Anthony had worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 6, Series 24 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2021 - July 10, 2026
ARTISAN PARTNERS DISTRIBUTORS LLC
June 26, 2020 - July 15, 2021
PIMCO INVESTMENTS LLC
February 4, 2019 - June 22, 2020
TRANSAMERICA INVESTORS SECURITIES, LLC
January 28, 2019 - July 1, 2019
TRANSAMERICA CAPITAL, LLC
October 16, 2017 - January 22, 2019
QUASAR DISTRIBUTORS, LLC
August 22, 2016 - October 11, 2017
U.S. BANCORP INVESTMENTS, INC.
October 1, 2012 - January 15, 2015
J.P. MORGAN SECURITIES LLC
August 15, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/28/2019
General Securities Representative ExaminationCurrent Firm
ARTISAN PARTNERS DISTRIBUTORS LLC
CRD#: 45446 / SEC#: , 8-51043
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARTISAN PARTNERS HOLDINGS LP | SOLE MEMBER OF LLC | |
| DEMSKI, JILL MARIE | CHIEF COMPLIANCE OFFICER | 4313464 |
| HAMMAN, JAMES STEPHEN JR | VICE PRESIDENT & SECRETARY | 2767492 |
| KREIN, CHRISTOPHER JON | VICE PRESIDENT | 4534130 |
| RAMIREZ, GREGORY KENNETH | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 3094595 |
| VON HOFF, RYAN GEORGE | VICE PRESIDENT, TREASURER AND CHIEF FINANCIAL OFFICER | 7169306 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
