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AH

Anthony J. Huguet

ARTISAN PARTNERS DISTRIBUTORS LLC
Milwaukee, WI 53202
Some features on this profile are disabled
CRD#: 5957796
AH

Professional summary

Anthony James Huguet, who also goes by Anthony James Huguet, Anthony J Huguet, Anthony Huguet, is a registered financial professional currently at ARTISAN PARTNERS DISTRIBUTORS LLC located in Milwaukee, Wisconsin.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 2011. Anthony has worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 6, Series 24 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Anthony James Huguet | Anthony J Huguet | Anthony Huguet

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony James Huguet's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 30, 2021 - Present

ARTISAN PARTNERS DISTRIBUTORS LLC

Office #1: 875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202
BD
CRD#: 45446
Milwaukee, WI
Past

June 26, 2020 - July 15, 2021

PIMCO INVESTMENTS LLC

BD
CRD#: 154957
Austin, TX
Past

February 4, 2019 - June 22, 2020

TRANSAMERICA INVESTORS SECURITIES, LLC

BD
CRD#: 32205
DENVER, CO
Past

January 28, 2019 - July 1, 2019

TRANSAMERICA CAPITAL, LLC

BD
CRD#: 8217
DENVER, CO
Past

October 16, 2017 - January 22, 2019

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
MILWAUKEE, WI
Past

August 22, 2016 - October 11, 2017

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
BROOKFIELD, WI
Past

October 1, 2012 - January 15, 2015

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
MILWAUKEE, WI
Past

August 15, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
DE PERE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(7/30/2021)
RR
Wisconsin
(7/30/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 9/21/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/28/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 8/12/2011
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/23/2019
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 1/12/2018
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AP
ARTISAN PARTNERS DISTRIBUTORS LLC
ARTISAN DISTRIBUTORS LLC | ARTISAN PARTNERS DISTRIBUTORS LLC

CRD#: 45446 / SEC#: , 8-51043

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202
Mailing Address
875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202
Phone number
(414) 390-6100
Established
Wisconsin since 12/12/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARTISAN PARTNERS HOLDINGS LPSOLE MEMBER OF LLC
DEMSKI, JILL MARIECHIEF COMPLIANCE OFFICER4313464
HAMMAN, JAMES STEPHEN JRVICE PRESIDENT & SECRETARY2767492
KREIN, CHRISTOPHER JONVICE PRESIDENT4534130
RAMIREZ, GREGORY KENNETHCHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER3094595
VON HOFF, RYAN GEORGEVICE PRESIDENT, TREASURER AND CHIEF FINANCIAL OFFICER7169306

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARTISAN PARTNERS DISTRIBUTORS LLC

CRD#: 45446Milwaukee, WI 53202

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