Abbas R. Somji

TANAGER WEALTH MANAGEMENT

London, EC4V 3BJ

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CRD#: 5957586

Professional summary

Abbas Riyaz Somji, CFP® is a registered financial advisor currently at TANAGER WEALTH MANAGEMENT .

Abbas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Abbas has worked at 3 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Abbas Riyaz Somji's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 20, 2020 - Present

TANAGER WEALTH MANAGEMENT

Office #1: 7th Floor, East Wing Vintners Place 68 Upper Thames Street, London, EC4V 3BJ

RIA

CRD#: 166084

London,

Past

July 18, 2016 - July 3, 2018

ALTRUVISTA LLC

RIA

CRD#: 154576

HOUSTON, TX

Past

February 17, 2015 - February 22, 2018

VALMARK SECURITIES, INC.

CRD#: 31243

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TANAGER WEALTH MANAGEMENT

TANAGER WEALTH MANAGEMENT | TANAGER WEALTH MANAGEMENT LLP

CRD#: 166084 / SEC#: 801-77494

RIA

Registered Investment Advisory firm - (1/8/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/20/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/18/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 2/22/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/17/2015

General Securities Representative Examination

Current Firm

TANAGER WEALTH MANAGEMENT

TANAGER WEALTH MANAGEMENT | TANAGER WEALTH MANAGEMENT LLP

CRD#: 166084 / SEC#: 801-77494

RIA

Registered Investment Advisory firm - (1/8/2013 Approved)

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Contact information

Main Address

7th Floor, East Wing Vintners Place 68 Upper Thames Street, London, EC4V 3BJ

Mailing Address

The White House Mill Road, Goring On Thames, RG8 9DD

Phone number

020 3965 6330

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (4/4/2025)

Regulatory assets under management

Total Number of Accounts	2,682
AUM (Assets Under Management)	$ 1,259,359,198

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Abbas R. Somji

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Abbas Riyaz Somji's CRS (Customer Relationship Summary).

Certified licenses

Experience

TANAGER WEALTH MANAGEMENT

ALTRUVISTA LLC

VALMARK SECURITIES, INC.

Primary Firm SEC Registration

TANAGER WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/18/2016

SIE

Date: 2/22/2018

Series 7

Date: 2/17/2015

Current Firm

TANAGER WEALTH MANAGEMENT

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TANAGER WEALTH MANAGEMENT

TRUST BUT VERIFY

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