Jonathan Chapman
CFP®Professional Summary
Jonathan Chapman, CFP®, who also goes by Johnathan Chapman, is a registered financial advisor currently at WJ INTERESTS, LLC located in Sugar Land, Texas. Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jonathan has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Estate & Legacy Planning
- Business Services
- Retirement Planning
- Financial Planning
- Investment Management
- Tax Planning
- Risk Management & Insurance
- Education Funding
Specializations
Biography
Jonathan is a CERTIFIED FINANCIAL PLANNER™ professional. He earned a Bachelor of Science in Ocean Engineering from the United States Naval Academy and a Master of Business Administration with a concentration in Finance from the University of Texas at Austin. Prior to joining the WJ Team, Jonathan served as a Banker and Investment Specialist for the J.P. Morgan Private Bank in Houston and as an Investment Analyst intern at Teacher Retirement System of Texas in...
Other Aliases
Johnathan Chapman
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
WJ INTERESTS, LLC
Contact Information
Main Address
2333 Town Center Drive Suite 100, Sugar Land, TX 77478-4175Phone Number
(281) 634-9400# of Employees
10SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
828AUM (Assets Under Management)
$633,500,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
WJ INTERESTS, LLC
State Registrations and Notice Filings
(1/3/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Chapman's CRS (Customer Relationship Summary).
Services Offered by Jonathan
- Estate & Legacy Planning
- Business Services
- Retirement Planning
- Financial Planning
- Investment Management
- Tax Planning
- Risk Management & Insurance
- Education Funding
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