Philippe Larente
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philippe Larente was a registered financial professional .
Philippe is a previously registered financial professional and started their career in finance in 2011. Philippe had worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2023 - July 30, 2024
ARETE RESEARCH LLC
November 8, 2018 - March 1, 2021
KEPLER CAPITAL MARKETS, INC.
April 4, 2016 - October 24, 2018
LAMPE CAPITAL NORTH AMERICA LLC
March 24, 2014 - April 6, 2016
BAADER HELVEA INC.
January 4, 2012 - March 26, 2014
CARNEGIE, INC.
July 27, 2011 - December 5, 2011
SWEDBANK SECURITIES US, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 6/27/2023
General Securities Representative ExaminationCurrent Firm
ARETE RESEARCH LLC
CRD#: 128496 / SEC#: , 8-66145
Contact information
FINRA licenses (15 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
