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JW

Justin D. Woolery

Some features on this profile are disabled
CRD#: 5957343
JW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Justin Danford Woolery, who also goes by Justin D Woolery, Justin Woolery, was a registered financial professional .

Justin is a previously registered financial professional and started their career in finance in 2011. Justin had worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Justin D Woolery | Justin Woolery

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 11, 2025 - May 7, 2025

TSG ALPHA PARTNERS, LLC

RIA
CRD#: 319493
Jersey City, NJ
Past

January 15, 2025 - May 7, 2025

TSG CAPITAL ADVISORS

BD
CRD#: 147509
RONKONKOMA, NY
Past

December 10, 2024 - January 22, 2025

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
NEW YORK, NY
Past

December 10, 2024 - January 22, 2025

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

September 5, 2018 - May 15, 2024

NYLIFE DISTRIBUTORS LLC

BD
CRD#: 35350
White Plains, NY
Past

May 10, 2016 - September 12, 2018

NYLIFE SECURITIES LLC

BD
CRD#: 5167
DALLAS, TX
Past

October 1, 2012 - April 14, 2016

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
RICHARDSON, TX
Past

August 15, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
ALLEN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TSG ALPHA PARTNERS, LLC
TSG ALPHA | TSG ALPHA PARTNERS, LLC

CRD#: 319493 / SEC#: 801-131801

RIA
Registered Investment Advisory firm - (2/7/2025 Approved)
Florida
Registered Investment Advisory firm - (2/18/2025 Terminated)
Louisiana
Registered Investment Advisory firm - (2/18/2025 Terminated)
New Jersey
Registered Investment Advisory firm - (2/27/2025 Terminated)
New York
Registered Investment Advisory firm - (2/18/2025 Terminated)
Texas
Registered Investment Advisory firm - (2/18/2025 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/15/2024
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/22/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/28/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 8/12/2011
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TA
TSG ALPHA PARTNERS, LLC
TSG ALPHA | TSG ALPHA PARTNERS, LLC

CRD#: 319493 / SEC#: 801-131801

RIA
Registered Investment Advisory firm - (2/7/2025 Approved)
Florida
Registered Investment Advisory firm - (2/18/2025 Terminated)
Louisiana
Registered Investment Advisory firm - (2/18/2025 Terminated)
New Jersey
Registered Investment Advisory firm - (2/27/2025 Terminated)
New York
Registered Investment Advisory firm - (2/18/2025 Terminated)
Texas
Registered Investment Advisory firm - (2/18/2025 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
35 Journal Square Suite 700, Jersey City, NJ 07036
Mailing Address
Phone number
(631) 403-5364
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TSG ALPHA PARTNERS - PRIVATE FUND BROCHURE (7/10/2025)
TSG ALPHA PARTNERS, LLC - FIRM BROCHURE (7/10/2025)

Regulatory assets under management

Total Number of Accounts96
AUM (Assets Under Management)$ 75,424,005

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TSG ALPHA PARTNERS, LLC

CRD#: 319493

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