Steven O. Shade
Professional summary
Steven Owen Shade, CFP® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Dallas, Texas and NYLIFE DISTRIBUTORS LLC located in Huntington Beach, California.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Steven has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Owen Shade's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2025 - Present
EAGLE STRATEGIES LLC
March 1, 2017 - Present
NYLIFE DISTRIBUTORS LLC
August 5, 2015 - March 1, 2017
NYLIFE SECURITIES LLC
June 25, 2013 - July 14, 2015
J.P. MORGAN SECURITIES LLC
October 1, 2012 - July 14, 2015
J.P. MORGAN SECURITIES LLC
August 15, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2019)
(3/1/2017)
(8/1/2023)
(9/13/2019)
(6/7/2025)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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