Scott R. Browning
Professional summary
Scott Robert Browning, who also goes by Scott R Browning, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in Houston, Texas.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2011. Scott has worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Robert Browning's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 16, 2015 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 609 Main Street Suite 2750, Houston, TX 77002September 8, 2011 - August 22, 2013
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2019)
Exams
FINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
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Company Information
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502Houston, TX 77002TRUST BUT VERIFY
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