Tyler P. Johnson

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC

Chicago, IL 60606

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CRD#: 5957124

Professional summary

Tyler Philip Johnson, who also goes by Tyler Johnson, is a registered financial professional currently at BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC located in Chicago, Illinois.

Tyler is registered as a RR (Registered Representative) and started their career in finance in 2011. Tyler has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tyler Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tyler Philip Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2021 - Present

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC

Office #1: 110 N. Wacker Drive Suite 2700, Chicago, IL 60606

CRD#: 313390

Chicago, IL

Past

June 11, 2018 - December 22, 2021

BROOKFIELD PRIVATE ADVISORS LLC

CRD#: 151423

Chicago, IL

Past

June 23, 2014 - May 23, 2018

CALAMOS FINANCIAL SERVICES LLC

CRD#: 19850

NAPERVILLE, IL

Past

August 2, 2011 - September 4, 2012

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

SIMSBURY, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(12/22/2021)

Indiana
(12/22/2021)

Iowa
(12/22/2021)

Michigan
(12/22/2021)

Minnesota
(12/22/2021)

Missouri
(12/22/2021)

Nebraska
(12/22/2021)

New York
(12/22/2021)

North Dakota
(12/22/2021)

Ohio
(12/22/2021)

South Dakota
(12/22/2021)

Tennessee
(12/22/2021)

Wisconsin
(12/22/2021)

Exams

State Security Law Exam

Series 63

Date: 1/27/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/3/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/1/2011

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC

BROOKFIELD OAKTREE DISTRIBUTORS LLC | BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC | BROOKFIELD OAKTREE WEALTH MANAGEMENT SOLUTIONS LLC

CRD#: 313390 / SEC#: , 8-70722

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

225 Liberty Street 35th Floor, New York, NY 10281

Mailing Address

250 Vesey Street 15th Floor, New York, NY 10281

Phone number

(212) 549-8380

Established

Delaware since 02/04/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BROOKFIELD US INC.	MEMBER
BECK, RAFAEL	FINANCE & OPERATIONS PRINCIPAL	5718571
KONG, WENDY	CHIEF COMPLIANCE OFFICER	2653550
RICHARDSON, SCOTT KIMBALL	HEAD OF LEGAL	5011556
SIDOTI, VICTORIA ANN	DIRECTOR OF FINANCE	7617845
SWEENEY, JOHN MICHAEL	CHIEF EXECUTIVE OFFICER	2554291

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tyler P. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tyler Philip Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC

BROOKFIELD PRIVATE ADVISORS LLC

CALAMOS FINANCIAL SERVICES LLC

HIMCO DISTRIBUTION SERVICES COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 1/27/2012

SIE

Date: 10/1/2018

Series 7

Date: 9/3/2014

Series 6

Date: 8/1/2011

FINRA

Current Firm

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC

TRUST BUT VERIFY

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