Thomas J. Stevenson
Professional summary
Thomas James Stevenson, CFP®, who also goes by Thomas J Stevenson, Tj Stevenson, is a registered financial advisor currently at AVANT FINANCIAL ADVISORS located in Waco, Texas.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Thomas has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas James Stevenson's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
February 13, 2022 - Present
AVANT FINANCIAL ADVISORS
February 12, 2015 - March 8, 2022
AUSTIN ASSET
September 8, 2014 - November 18, 2014
LUCIEN STIRLING & GRAY ADVISORY GROUP INC
July 2, 2014 - November 18, 2014
LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION
Primary Firm SEC Registration
AVANT FINANCIAL ADVISORS
CRD#: 297894 / SEC#: 801-129589
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/13/2022)
Exams
Current Firm
AVANT FINANCIAL ADVISORS
CRD#: 297894 / SEC#: 801-129589
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 507 |
| AUM (Assets Under Management) | $ 158,459,286 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2024 | ||
| 01/04/2024 | ||
| 10/24/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
