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TK

Timmy W. Kwok

TALOS MARKETS
NEW YORK, NY 10010
Some features on this profile are disabled
CRD#: 5956820
TK

Professional summary

Timmy W Kwok, who also goes by Kwok W Timmy, is a registered financial professional currently at TALOS MARKETS LLC located in New York, New York.

Timmy is registered as a RR (Registered Representative) and started their career in finance in 2012. Timmy has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kwok W Timmy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timmy W Kwok's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 5, 2025 - Present

TALOS MARKETS LLC

Office #1: 300 Park Avenue South, Fl 9, New York, NY 10010
BD
CRD#: 335474
NEW YORK, NY
Past

May 18, 2017 - August 27, 2021

NATWEST MARKETS SECURITIES INC.

BD
CRD#: 11707
STAMFORD, CT
Past

November 4, 2015 - February 21, 2017

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

March 30, 2012 - May 22, 2015

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/6/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/20/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 2/28/2015
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 3/29/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TM
TALOS MARKETS LLC
TALOS MARKETS LLC

CRD#: 335474 / SEC#: , 8-71374

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
300 Park Avenue South, Fl 9, New York, NY 10010
Mailing Address
300 Park Avenue South, Fl 9, New York, NY 10010
Phone number
(212) 479-8143
Established
Delaware since 02/13/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TALOS GLOBAL, INC.SOLE MEMBER
BEVAUN, MARLONFINOP6259795
JORDAN, CHRISTOPHER SHANECHIEF COMPLIANCE OFFICER2843281
PESCHKO, JOSHUA PATRICKCHIEF EXECUTIVE OFFICER8112413

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TALOS MARKETS LLC

CRD#: 335474New York, NY 10010

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