Timmy W. Kwok
Professional summary
Timmy W Kwok, who also goes by Kwok W Timmy, was a registered financial professional .
Timmy is registered as a RR (Registered Representative) and started their career in finance in 2012. Timmy had worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2025 - Present
Office #1: 300 Park Avenue South, Fl 9, New York, NY 10010
May 18, 2017 - August 27, 2021
NATWEST MARKETS SECURITIES INC.
November 4, 2015 - February 21, 2017
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
March 30, 2012 - May 22, 2015
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/20/2024
General Securities Representative ExaminationFINRA
Current firm
No current employment
Red Flags
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