Robert M. Valenzuela

KEYSTONE PRIVATE WEALTH

Palm Desert, CA 92260

Some features on this profile are disabled

CRD#: 5956818

Professional summary

Robert Michael Valenzuela, who also goes by Robert M Valenzuela, is a registered financial advisor currently at KEYSTONE PRIVATE WEALTH located in Palm Desert, California and PURSHE KAPLAN STERLING INVESTMENTS located in Palm Desert, California.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Robert has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert M Valenzuela

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Keystone Private Wealth. Investment Related. At Registered Location. RIA. Senior Financial Advisor. Start Date: 08/23/24. 150 hrs/ month; 100 hrs/ month during trading hours. Financial planning services, portfolio management for individuals and or small business 2. Fixed Insurance. Investment Related. At Registered Location. Fixed / Traditional Insurance. Agent. Start Date: 08/23/24. 0 hrs/ month; none during trading hours. Provide insurance advice to based on the needs of client(s). 3. PKSF. Investment Related. At Registered Location. Fixed / Traditional Insurance. Agent. Start Date: 08/23/24. 0 hrs/ month; none during trading hours. Provide insurance advice to based on the needs of client(s).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Michael Valenzuela's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2024 - Present

KEYSTONE PRIVATE WEALTH

Office #1: 73575 El Paseo Suite 2300, Palm Desert, CA 92260

RIA

CRD#: 301924

Palm Desert, CA

Current

August 26, 2024 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 73575 El Paseo Ste. 2300, Palm Desert, CA 92260

CRD#: 35747

Palm Desert, CA

Past

May 10, 2021 - September 20, 2024

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

RIA

CRD#: 169045

Rancho Mirage, CA

Past

May 10, 2021 - September 11, 2024

LPL FINANCIAL LLC

CRD#: 6413

RANCHO MIRAGE, CA

Past

December 14, 2018 - May 10, 2021

EDWARD JONES

RIA

CRD#: 250

RANCHO MIRAGE, CA

Past

October 31, 2018 - May 10, 2021

EDWARD JONES

CRD#: 250

RANCHO MIRAGE, CA

Past

October 1, 2012 - August 12, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

PALM DESERT, CA

Past

August 15, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

PALM DESERT, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEYSTONE PRIVATE WEALTH

CYPRESS PRIVATE WEALTH | KEYSTONE WEALTH SERVICES, LLC | KEYSTONE PRIVATE WEALTH

CRD#: 301924 / SEC#: 801-121495

RIA

Registered Investment Advisory firm - (6/22/2021 Approved)

California

Registered Investment Advisory firm - (7/25/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/25/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/26/2024)

IAR

California
(8/25/2024)

California
(8/26/2024)

Colorado
(8/26/2024)

Florida
(8/26/2024)

Illinois
(8/26/2024)

Minnesota
(8/26/2024)

Nevada
(8/26/2024)

Washington
(8/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/13/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/22/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/31/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/12/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/12/2011

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KEYSTONE PRIVATE WEALTH

CYPRESS PRIVATE WEALTH | KEYSTONE WEALTH SERVICES, LLC | KEYSTONE PRIVATE WEALTH

CRD#: 301924 / SEC#: 801-121495

RIA

Registered Investment Advisory firm - (6/22/2021 Approved)

California

Registered Investment Advisory firm - (7/25/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/25/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

73575 El Paseo Suite 2300, Palm Desert, CA 92260

Mailing Address

Phone number

(760) 818-7020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/24/2025)

Regulatory assets under management

Total Number of Accounts	1,308
AUM (Assets Under Management)	$ 692,123,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

Jason Erickson

VAN AKE CAPITAL LLC

IAR

WINNETKA, IL

John Cummins

PORTFOLIO DESIGN SERVICES, LLC

RIVER FALLS, WI

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert M. Valenzuela

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Michael Valenzuela's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

KEYSTONE PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 12/13/2018

Series 63

Date: 8/22/2011

Series 7TO

Date: 10/31/2018

SIE

Date: 8/12/2015

Series 6

Date: 8/12/2011

FINRA

Current Firm

KEYSTONE PRIVATE WEALTH

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEYSTONE PRIVATE WEALTH

TRUST BUT VERIFY

Similar Advisors