Alfredo Munoz Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfredo Munoz Brown, who also goes by Alfredo Munoz, was a registered financial professional .
Alfredo is a previously registered financial professional and started their career in finance in 2012. Alfredo had worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2012 - September 12, 2018
BANORTE SECURITIES INTERNATIONAL, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANORTE SECURITIES INTERNATIONAL, LTD.
CRD#: 30648 / SEC#: , 8-45056
Contact information
FINRA licenses (14 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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