Mark T. Humphries

SENTINEL FINANCIAL PLANNING

Edgewater, MD

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CRD#: 5955812

Professional summary

Mark Thomas Humphries, CFP® is a registered financial advisor currently at SENTINEL FINANCIAL PLANNING, LLC located in Edgewater, Maryland.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Mark has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 24 and Series 27 exams.

Core Areas of Focus

Estate & Generational Planning Issues

Federal Employees

Fixed Fee (Subscription

Retainer

etc.)

Generation X

Investment Advice with Ongoing Management

Middle Income Client Needs

Biography

Sentinel Financial Planning, LLC is a fee-only registered investment advisor in Edgewater, MD. We help government employees manage their investments and plan for retirement. Our services include personal investment management, retirement planning, estate planning, and education planning.

Question & Answer

What are your service offerings?

Retirement Planning

Comprehensive Financial Planni...

Education Planning

Estate Planning

Small Business Planning

Investment Planning

Employee and Employer Plan Ben...

What is your minimum asset requirement?

100K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Thomas Humphries's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

January 2, 2019 - Present

SENTINEL FINANCIAL PLANNING, LLC

RIA

CRD#: 298782

Edgewater, MD

Past

February 11, 2013 - September 8, 2016

BAYVIEW INVESTMENT COUNSEL, INC

RIA

CRD#: 116015

GRASONVILLE, MD

Past

August 12, 2011 - November 15, 2018

INTERNATIONAL MONEY MANAGEMENT GROUP, INC.

CRD#: 14367

STEVENSVILLE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(1/2/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/11/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/11/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/13/2013

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 12/4/2012

Financial and Operations Principal Examination

Current Firm

SENTINEL FINANCIAL PLANNING, LLC

CRD#: 298782 / SEC#:

Maryland

Registered Investment Advisory firm - (1/2/2019 Approved)

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Contact information

Main Address

Edgewater, MD

Mailing Address

Phone number

(443) 906-1565

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	86
AUM (Assets Under Management)	$ 7,156,146

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Mark T. Humphries

Professional summary

Core Areas of Focus

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Thomas Humphries's CRS (Customer Relationship Summary).

Certified licenses

Experience

SENTINEL FINANCIAL PLANNING, LLC

BAYVIEW INVESTMENT COUNSEL, INC

INTERNATIONAL MONEY MANAGEMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/11/2012

SIE

Date: 10/1/2018

Series 7

Date: 8/11/2011

Series 24

Date: 6/13/2013

Series 27

Date: 12/4/2012

Current Firm

SENTINEL FINANCIAL PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SENTINEL FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

Contact information

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