Mark Thomas Humphries
CFP®Professional Summary
Mark Thomas Humphries, CFP® is a registered financial advisor currently at SENTINEL FINANCIAL PLANNING, LLC located in Edgewater, Maryland. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Mark has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Retirement Planning
- Financial Planning
- Education Funding
- Estate & Legacy Planning
- Business Services
- Investment Management
Specializations
Biography
Sentinel Financial Planning, LLC is a fee-only registered investment advisor in Edgewater, MD. We help government employees manage their investments and plan for retirement. Our services include personal investment management, retirement planning, estate planning, and education planning.
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
SENTINEL FINANCIAL PLANNING, LLC
Contact Information
Main Address
Edgewater, MDPhone Number
(443) 906-1565# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
86AUM (Assets Under Management)
$7,156,146Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(1/2/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Mark Thomas Humphries's CRS (Customer Relationship Summary).
Services Offered by Mark
- Retirement Planning
- Financial Planning
- Education Funding
- Estate & Legacy Planning
- Business Services
- Investment Management
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