Brian C. Muir
Professional summary
Brian C Muir, who also goes by Brian C Muir Mr., is a registered financial professional currently at IMC FINANCIAL MARKETS located in Chicago, Illinois.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2011. Brian has worked at 3 firms and has passed the Series 57TO, SIE, Series 56 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian C Muir's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2019 - Present
IMC FINANCIAL MARKETS
Office #1: 233 South Wacker Drive #4300, Chicago, IL 60606August 2, 2018 - May 6, 2019
OLD MISSION CAPITAL, LLC
September 14, 2011 - July 2, 2018
MEADOWHAWK CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 9/29/2011
Proprietary Trader Qualification ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
IMC FINANCIAL MARKETS
CRD#: 104143 / SEC#: , 8-52600
Contact information
Documents
Disclosures
| Regulatory Event | 35 |
Red Flags
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