Seetha Lakshmi Nachiappan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Seetha Lakshmi Nachiappan, CFP® was a registered financial professional .
Seetha Lakshmi is a previously registered financial professional and started their career in finance in 2011. Seetha Lakshmi had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2011 - April 1, 2013
CONCERT WEALTH MANAGEMENT
August 29, 2011 - November 30, 2011
WALES INVESTMENTS INC
State Registrations and Notice Filings
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Current Firm
CONCERT WEALTH MANAGEMENT
CRD#: 141253 / SEC#: 801-67992
Contact information
Red Flags
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