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DB

Douglas R. Brooks

TAHOE CAPITAL GROUP
RENO, NV
Some features on this profile are disabled
CRD#: 5955350
DB

Professional summary

Douglas Richard Brooks, who also goes by Douglas Brooks, is a registered financial professional currently at TAHOE CAPITAL GROUP LLC located in Reno, Nevada.

Douglas is registered as a RR (Registered Representative) and started their career in finance in 2011. Douglas has worked at 3 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Douglas Brooks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas Richard Brooks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 1, 2026 - Present

TAHOE CAPITAL GROUP LLC

Office #2: 2870 Trentwood Ct., Reno, NV 89509
BD
CRD#: 339696
RENO, NV
Past

April 5, 2024 - November 21, 2025

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
RENO, NV
Past

July 28, 2011 - April 5, 2024

SIERRA PACIFIC SECURITIES, LLC

BD
CRD#: 155160
RENO, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/2/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 3/12/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/26/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/8/2026
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/20/2026
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TC
TAHOE CAPITAL GROUP LLC
TAHOE CAPITAL GROUP LLC

CRD#: 339696 / SEC#: , 8-71480

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2870 Trentwood Ct., Reno, NV 89509
Mailing Address
2870 Trentwood Ct., Reno, NV 89509
Phone number
(775) 230-5428
Established
Nevada since 11/03/2025
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BROOKS, DOUGLAS RICHARDCHIEF INVESTMENT OFFICER5955350
CURRAN, JAMES WAYNECHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER5632092
LECK, MATTHEW DANIELCHIEF OPERATING OFFICER5955358
DANIELS, RICHARD MATTHEWCFO, FINOP, PFO, POO5877964

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TAHOE CAPITAL GROUP LLC

CRD#: 339696Reno, NV

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