Kara J. Marquez

NAUTILUS ADVISORS LLC

Ladera Ranch, CA 92694

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CRD#: 5955033

Professional summary

Kara Joyce Marquez, CFP®, who also goes by Kara Joyce Meisch, is a registered financial advisor currently at NAUTILUS ADVISORS LLC located in Ladera Ranch, California.

Kara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Kara has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kara Joyce Meisch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kara Joyce Marquez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

April 26, 2018 - Present

NAUTILUS ADVISORS LLC

Office #1: 999 Corporate Drive Suite 100, Ladera Ranch, CA 92694

RIA

CRD#: 154169

Ladera Ranch, CA

Past

October 2, 2014 - April 11, 2018

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

SAN JUAN CAPISTRANO, CA

Past

October 2, 2014 - April 11, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

SAN JUAN CAPISTRANO, CA

Past

January 23, 2013 - September 9, 2014

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

MISSION VIEJO, CA

Past

November 1, 2011 - September 8, 2014

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MISSION VIEJO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAUTILUS ADVISORS LLC

NAUTILUS ADVISORS LLC | NTLS WEALTH MANAGEMENT | NTLS

CRD#: 154169 / SEC#: 801-71754

RIA

Registered Investment Advisory firm - (9/1/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/26/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/18/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/11/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/31/2011

General Securities Representative Examination

Current Firm

NAUTILUS ADVISORS LLC

NAUTILUS ADVISORS LLC | NTLS WEALTH MANAGEMENT | NTLS

CRD#: 154169 / SEC#: 801-71754

RIA

Registered Investment Advisory firm - (9/1/2010 Approved)

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Contact information

Main Address

888 Prospect St. Suite 200, La Jolla, CA 92037

Mailing Address

Phone number

(619) 573-4590

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NA - FORM ADV PART 2A: FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	526
AUM (Assets Under Management)	$ 267,576,480

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kara J. Marquez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kara Joyce Marquez's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

NAUTILUS ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/18/2011

SIE

Date: 4/11/2018

Series 7

Date: 10/31/2011

Current Firm

NAUTILUS ADVISORS LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAUTILUS ADVISORS LLC

TRUST BUT VERIFY

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