Charles J. Nesmith

TOBIAS FINANCIAL ADVISORS

Plantation, FL 33324

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CRD#: 5954753

Professional summary

Charles John Nesmith, CFP®, who also goes by Chad John Nesmith, is a registered financial advisor currently at TOBIAS FINANCIAL ADVISORS located in Plantation, Florida.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Charles has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chad John Nesmith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles John Nesmith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

April 7, 2021 - Present

TOBIAS FINANCIAL ADVISORS

Office #1: 1000 S. Pine Island Road Suite 450, Plantation, FL 33324

RIA

CRD#: 104711

Plantation, FL

Past

January 7, 2020 - January 29, 2021

BERMAN CAPITAL ADVISORS, LLC

RIA

CRD#: 155419

ATLANTA, GA

Past

September 20, 2016 - July 26, 2018

EQUITABLE ADVISORS, LLC

CRD#: 6627

DECATUR, GA

Past

July 13, 2011 - July 15, 2016

INTEGER WEALTH ADVISORS GROUP, LLC

RIA

CRD#: 136621

CARTERSVILLE, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOBIAS FINANCIAL ADVISORS

BENJAMIN A. TOBIAS | TOBIAS FINANCIAL ADVISORS, INC. | TOBIAS FINANCIAL ADVISORS INC | TOBIAS FINANCIAL ADVISORS

CRD#: 104711 / SEC#: 801-33972

RIA

Registered Investment Advisory firm - (2/27/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/7/2021)

IAR

Texas
(5/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/5/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/1/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 7/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/2016

General Securities Representative Examination

Current Firm

TOBIAS FINANCIAL ADVISORS

BENJAMIN A. TOBIAS | TOBIAS FINANCIAL ADVISORS, INC. | TOBIAS FINANCIAL ADVISORS INC | TOBIAS FINANCIAL ADVISORS

CRD#: 104711 / SEC#: 801-33972

RIA

Registered Investment Advisory firm - (2/27/1989 Approved)

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Contact information

Main Address

1000 S. Pine Island Road Suite 450, Plantation, FL 33324

Mailing Address

Phone number

(954) 424-1660

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TOBIAS FINANCIAL ADVISORS, INC. ADV BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,967
AUM (Assets Under Management)	$ 892,240,795

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2025	Cover Page	Report
10/28/2024	Cover Page	Report
07/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles J. Nesmith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles John Nesmith's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERMAN CAPITAL ADVISORS, LLC

EQUITABLE ADVISORS, LLC

INTEGER WEALTH ADVISORS GROUP, LLC

Primary Firm SEC Registration

TOBIAS FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 1/5/2017

Series 65

Date: 7/1/2011

SIE

Date: 7/26/2018

Series 7

Date: 9/20/2016

Current Firm

TOBIAS FINANCIAL ADVISORS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TOBIAS FINANCIAL ADVISORS

TRUST BUT VERIFY

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