SR
Shawn J. Rae
PINNACLE WEALTH ADVISORS
SAINT PETERSBURG, FL 33710
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CRD#: 5954723
SR
Professional summary
Shawn Joseph Rae is a registered financial advisor currently at PINNACLE WEALTH ADVISORS located in Saint Petersburg, Florida.
Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Shawn has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: THE WATER AND FIRE RESTORATION COMPANY DBA MOLD N MORE; INVESTMENT RELATED: NO; ADDRESS: 807 W. 64TH AVE, SAINT PETE BEACH, FL; NATURE OF BUSINESS: RESTORATION OF BUILDINGS DAMAGED BY WATER, FIRE, OR MOLD; POSITION: EMPLOYEE; DUTIES: MARKETING AND SALES; START DATE 05/2014; HOURS PER MONTH: 5 HOURS; HOURS DURING SECURITIES TRADING HOURS; 0. (2) NAME OF OTHER BUSINESS: VINO SIMPATICO INC.; INVESTMENT RELATED: NO; ADDRESS: 722 PASADENA AVE SOUTH, SAINT PETERSBURG, FL; NATURE OF BUSINESS: BOUTIQUE WINE STORE; POSITION: OWNER/PARTNER; DUTIES: PROMOTING BUSINESS; START DATE: 07/2016; HOURS PER MONTH: 1; HOURS DURING SECURITIES TRADING HOURS: 0. (3) NAME OF OTHER BUSINESS: MERIDIAN INVESTIGATIVE GROUP; INVESTMENT RELATED: NO; ADDRESS: 6822 2ND AVE NORTH, SUITE 119, SAINT PETERSBURG, FL; NATURE OF BUSINESS: PRIVATE INVESTIGATOR; POSITION: OPERATIONS MANAGER; DUTIES: SCHEDULING FIELD INVESTIGATORS; START DATE: 12/2022; HOURS PER MONTH: 80; HOURS DURING TRADING HOURS: 2-3.
CRS (Client Relationship Summary) - RIA
Click below to view Shawn Joseph Rae's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 26, 2023 - Present
PINNACLE WEALTH ADVISORS
Office #1: 5999 Central Avenue Suite # 301, Saint Petersburg, FL 33710RIA
CRD#: 117517
SAINT PETERSBURG, FL
Past
October 28, 2011 - January 19, 2023
MORGAN STANLEY
RIA
CRD#: 149777
St. Petersburg, FL
Past
September 15, 2011 - January 19, 2023
MORGAN STANLEY
BD
CRD#: 149777
St. Petersburg, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PINNACLE WEALTH ADVISORS
BIRCH & JOSSI FINANCIAL ADVISORS | PINNACLE WEALTH ADVISORS, INC. | PINNACLE WEALTH ADVISORS | BIRCH AND MONTHEITH FINANCIAL GROUP, LLC | BIRCH AND MONTEITH, INC. | BIRCH AND MONTEITH | BIRCH AND JOSSI, INC. | BIRCH & JOSSI, INC. | BIRCH & JOSSI FINANCIAL ADVISORS, INC.
CRD#: 117517 / SEC#: 801-116763
RIA
Registered Investment Advisory firm - (6/7/2019 Approved)Washington
Registered Investment Advisory firm - (6/11/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PINNACLE WEALTH ADVISORS
BIRCH & JOSSI FINANCIAL ADVISORS | PINNACLE WEALTH ADVISORS, INC. | PINNACLE WEALTH ADVISORS | BIRCH AND MONTHEITH FINANCIAL GROUP, LLC | BIRCH AND MONTEITH, INC. | BIRCH AND MONTEITH | BIRCH AND JOSSI, INC. | BIRCH & JOSSI, INC. | BIRCH & JOSSI FINANCIAL ADVISORS, INC.
CRD#: 117517 / SEC#: 801-116763
RIA
Registered Investment Advisory firm - (6/7/2019 Approved)Washington
Registered Investment Advisory firm - (6/11/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9200 Se Sunnybrook Boulevard Suite 170, Clackamas, OR 97015
Mailing Address
Phone number
(503) 654-5100
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,644 |
| AUM (Assets Under Management) | $ 461,414,534 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
