Renee W. Simpson

EVERSTAR ASSET MANAGEMENT

Cornelius, NC

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CRD#: 5954624

Professional summary

Renee Walsh Simpson, who also goes by Renee Marie Walsh, is a registered financial advisor currently at EVERSTAR ASSET MANAGEMENT, LLC located in Cornelius, North Carolina.

Renee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Renee has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Renee Marie Walsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Rental Property Rental home property in the University area Start: 09/01/2016 Address: 519 Lex Drive Charlotte NC 28262 0 hrs per month Investment related 2. Mt.Pleasant Smokehouse 8335 W. Franklin Street, Mt Pleasant NC 28124 Non Investment Related Assistant/Waitress - Assisting husband with his restaurant 30.00 a week every 2 weeks 12 hours per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Renee Walsh Simpson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2023 - Present

EVERSTAR ASSET MANAGEMENT, LLC

RIA

CRD#: 313334

Cornelius, NC

Past

February 19, 2018 - October 31, 2023

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

Cornelius, NC

Past

July 31, 2015 - February 21, 2018

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

HUNTERSVILLE, NC

Past

September 4, 2013 - February 21, 2018

PARK AVENUE SECURITIES LLC

CRD#: 46173

HUNTERSVILLE, NC

Past

October 17, 2012 - August 29, 2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVERSTAR ASSET MANAGEMENT, LLC

CRD#: 313334 / SEC#: 801-128838

RIA

Registered Investment Advisory firm - (10/6/2023 Approved)

Iowa

Registered Investment Advisory firm - (10/19/2023 Terminated)

Ohio

Registered Investment Advisory firm - (10/19/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(11/2/2023)

IAR

South Carolina
(11/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/13/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/10/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/21/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/16/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EVERSTAR ASSET MANAGEMENT, LLC

CRD#: 313334 / SEC#: 801-128838

RIA

Registered Investment Advisory firm - (10/6/2023 Approved)

Iowa

Registered Investment Advisory firm - (10/19/2023 Terminated)

Ohio

Registered Investment Advisory firm - (10/19/2023 Terminated)

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Contact information

Main Address

108 Gateway Blvd. Suite 204, Mooresville, NC 28117

Mailing Address

Phone number

(440) 376-1629

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVERSTAR ASSET MANAGEMENT, LLC - ADV PART 2A BROCHURE (7/11/2025)

Regulatory assets under management

Total Number of Accounts	1,091
AUM (Assets Under Management)	$ 311,456,457

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/01/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Renee W. Simpson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Renee Walsh Simpson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHASTAR CAPITAL MANAGEMENT

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

EVERSTAR ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/13/2015

Series 63

Date: 9/10/2012

SIE

Date: 2/21/2018

Series 6

Date: 10/16/2012

Current Firm

EVERSTAR ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EVERSTAR ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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