Jacob A. Millen

VALOR INVESTMENTS AND PLANNING LLC

Easton, PA 18042

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CRD#: 5954316

Professional summary

Jacob Andrew Millen, who also goes by Jacob Andrew Millen, Jacob Millen, is a registered financial advisor currently at VALOR INVESTMENTS AND PLANNING LLC located in Easton, Pennsylvania.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jacob has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jacob Andrew Millen | Jacob Millen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) RMO SOLUTIONS LLC - 9/1/2022 - 81 Woods Edge Lane, Danville, PA 17821 - Part time CFO, Fractional CFO work for the company. I help run payroll and manage some of the benefits for the company and give advice. I make sure the taxes are filed in time and deal with the accountants, Not Invt Rel, Telecom sales, 16 hrs/mo; 0 hrs/mo (during trading hours). 2.) VALOR LIFE & ANNUITY - 11/1/22 - 109 N 4th Street, Easton, PA 18042 - VP, Train advisors on selling insurance and annuity products and also place business for own clients, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 3.) VALOR INVESTMENTS & PLANNING - 11/1/2022 - 109 N 4th Street, Easton, PA 18042 - President, Train advisors on investment management and planning services, also perform these functions for my clients through this avenue, Invt Rel, RIA firm, 160 hrs/mo; 160 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Andrew Millen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2022 - Present

VALOR INVESTMENTS AND PLANNING LLC

Office #1: 109 N. 4th Street Suite 1, Easton, PA 18042

RIA

CRD#: 323129

Easton, PA

Past

February 27, 2024 - May 7, 2024

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

November 2, 2018 - October 27, 2022

OSAIC WEALTH, INC.

RIA

CRD#: 23131

EASTON, PA

Past

November 2, 2018 - October 27, 2022

OSAIC WEALTH, INC.

CRD#: 23131

EASTON, PA

Past

November 9, 2017 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

EASTON, PA

Past

November 9, 2017 - November 2, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

EASTON, PA

Past

March 25, 2017 - November 14, 2017

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

ALLENTOWN, PA

Past

March 25, 2017 - November 14, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

ALLENTOWN, PA

Past

May 6, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ALLENTOWN, PA

Past

October 19, 2011 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ALLENTOWN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(5/31/2023)

IAR

Pennsylvania
(10/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/20/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/28/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/2/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/18/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VALOR INVESTMENTS AND PLANNING LLC

CRD#: 323129 / SEC#: 801-126665

RIA

Registered Investment Advisory firm - (3/30/2023 Terminated)

Florida

Registered Investment Advisory firm - (3/25/2024 Approved)

New Jersey

Registered Investment Advisory firm - (4/10/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/6/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

109 N. 4th Street Suite 1, Easton, PA 18042

Mailing Address

Phone number

(484) 546-2522

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	501
AUM (Assets Under Management)	$ 80,708,986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jacob A. Millen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Andrew Millen's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/20/2015

Series 63

Date: 12/28/2011

SIE

Date: 10/1/2018

Series 7

Date: 12/2/2014

Series 6

Date: 10/18/2011

Current Firm

VALOR INVESTMENTS AND PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VALOR INVESTMENTS AND PLANNING LLC

TRUST BUT VERIFY

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