Thomas M. Welsh

PEGASUS FINANCIAL GROUP LLC

OAKTON, VA

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CRD#: 5954235

Professional summary

Thomas Mcateer Welsh, CFP®, who also goes by Tom Welsh, is a registered financial advisor currently at PEGASUS FINANCIAL GROUP LLC located in Oakton, Virginia and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Chantilly, Virginia.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Thomas has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom Welsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) TOM WELSH - AGENT - NON-VARIABLE INSURANCE - CHANTILLY, VA - SINCE 07/2014 - INVESTMENT RELATED 2.) PEGASUS FINANCIAL GROUP - ASSOCIATE - DBA NAME FOR MARKETING PURPOSES ONLY - SINCE 07/2014 - CHANTILLY, VA - INVESTMENT RELATED 3.) PEGASUS FINANCIAL GROUP - FINANCIAL ADVISOR - REGISTERED INVESTMENT ADVISOR - CHANTILLY, VA - SINCE 07/2014 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Mcateer Welsh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

February 16, 2012 - Present

PEGASUS FINANCIAL GROUP LLC

RIA

CRD#: 145127

OAKTON, VA

Current

August 18, 2014 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 4211 Pleasant Valley Rd Suite 260, Chantilly, VA 20151

RIA

CRD#: 20804

Chantilly, VA

Past

September 22, 2011 - August 19, 2014

TRIAD ADVISORS LLC

CRD#: 25803

CHANTILLY, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(8/18/2014)

Florida
(1/3/2023)

Pennsylvania
(12/12/2018)

IAR

Virginia
(2/16/2012)

Virginia
(8/18/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/17/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PEGASUS FINANCIAL GROUP LLC

PEGASUS FINANCIAL GROUP (SAME NAME) | PEGASUS FINANCIAL GROUP LLC

CRD#: 145127 / SEC#:

North Carolina

Registered Investment Advisory firm - (11/21/2008 Terminated)

Ohio

Registered Investment Advisory firm - (11/21/2008 Terminated)

Virginia

Registered Investment Advisory firm - (10/19/2007 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4211 Pleasant Valley Road Suite 260, Chantilly, VA 20151

Mailing Address

Phone number

(703) 956-6662

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	277
AUM (Assets Under Management)	$ 101,792,400

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas M. Welsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Mcateer Welsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEGASUS FINANCIAL GROUP LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

TRIAD ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/17/2011

SIE

Date: 10/1/2018

Series 7

Date: 9/21/2011

FINRA

Current Firm

PEGASUS FINANCIAL GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PEGASUS FINANCIAL GROUP LLC

TRUST BUT VERIFY

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