Alexis Rowe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexis Rowe, who also goes by Alexis Hunt, was a registered financial professional .
Alexis is a previously registered financial professional and started their career in finance in 2012. Alexis had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2020 - November 7, 2022
ALPHACORE CAPITAL LLC
March 19, 2018 - September 4, 2020
ALTEGRIS ADVISORS, LLC
February 20, 2012 - September 4, 2020
ALPHAMAX DISTRIBUTORS, L.L.C.
Primary Firm SEC Registration
ALPHACORE CAPITAL LLC
CRD#: 174346 / SEC#: 801-108468
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPHACORE CAPITAL LLC
CRD#: 174346 / SEC#: 801-108468
Contact information
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11,152 |
| AUM (Assets Under Management) | $ 9,028,614,790 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
