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CH

Christina Hutchison

SHOPOFF SECURITIES
Irvine, CA 92612
Some features on this profile are disabled
CRD#: 5954203
CH

Professional summary

Christina Hutchison, who also goes by Christina Nicole Hutchison, is a registered financial professional currently at SHOPOFF SECURITIES, INC. located in Irvine, California.

Christina is registered as a RR (Registered Representative) and started their career in finance in 2012. Christina has worked at 4 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christina Nicole Hutchison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christina Hutchison's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 4, 2017 - Present

SHOPOFF SECURITIES, INC.

Office #1: 18565 Jamboree Road, Suite 200, Irvine, CA 92612Office #2: 18565 Jamboree Road Suite 200, Irvine, CA 92612
BD
CRD#: 142866
Irvine, CA
Past

May 18, 2015 - December 2, 2016

CABOT LODGE SECURITIES LLC

BD
CRD#: 159712
SCHAUMBURG, IL
Past

October 1, 2013 - January 27, 2014

MVP AMERICAN SECURITIES

BD
CRD#: 118286
SAN DIEGO, CA
Past

April 21, 2012 - September 24, 2013

ALPHAMAX DISTRIBUTORS, L.L.C.

BD
CRD#: 8258
LA JOLLA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/4/2017)
RR
New Jersey
(2/11/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/3/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 3/4/2013
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 4/20/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SHOPOFF SECURITIES, INC.
SHOPOFF SECURITIES, INC.

CRD#: 142866 / SEC#: , 8-67499

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
18565 Jamboree Road, Suite 200, Irvine, CA 92612
Mailing Address
18565 Jamboree Road, Suite 200, Irvine, CA 92612
Phone number
(949) 417-1397
Established
Delaware since 09/15/2006
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THE SHOPOFF REVOCABLE TRUST DATED 8/12/2004OWNER
MERRIMAN, JO ALMACHIEF OPERATING OFFICER7346895
SHOPOFF, CINDY MILAMTRUSTEE5380583
SHOPOFF, WILLIAM ANTHONYCHIEF COMPLIANCE OFFICER / AML-CO1273471
SHOPOFF, WILLIAM ANTHONYPRESIDENT/CEO1273471
SHOPOFF, WILLIAM ANTHONYTRUSTEE1273471
SHUMBERG, IVANA MFINOP3167225

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHOPOFF SECURITIES, INC.

CRD#: 142866Irvine, CA 92612

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