Mark Caplinger

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CRD#: 5954000

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Caplinger, who also goes by Mark A. Caplinger, Mark Andrew Caplinger, was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 2014. Mark had worked at 4 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

Mark A. Caplinger | Mark Andrew Caplinger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)RONALD MCDONALD HOUSE CHARITIES OF ST. LOUIS, 3450 PARK AVE., ST. LOUIS, MISSOURI 63104; INVESTMENT RELATED; SERVES ON INVESTMENT COMMITTEE; 2011 TO PRESENT; 1/2 HOUR PER MONTH, <1 HR DURING SECURITIES HOURS.KIDS & CLAYS COMMITTEE 2008 TO PRESENT; 1/2 HOUR PER MONTH, 0 HRS DURING SECURITIES HOURS. (2) ST. MARKS PRESBYTERIAN CHURCH, 601 CLAYMONT DRIVE, BALLWIN, MO 63011; NOT INVESTMENT RELATED; TREASURER; 2012 TO PRESENT; 2 HRS/MONTH DURING NON-SECURITIES HOURS; SERVES ON ENDOWMENT COMMITTEE 2009 TO PRESENT 1/2 HR/MONTH DURING NON SECURITIES HOURS; <1 HR/MONTH DURING SECURITIES HOURS. (3)UNIVERSITY OF MISSOURI execMBA PROGRAM, COLUMBIA, MO 65211; PUBLIC UNIVERSITY; ADVISORY BOARD MEMBER; SERVE IN ADVISORY CAPACITY IN MATTERS PERTAINING TO BUSINESS OF execMBA PROGRAM; NON-INVESTMENT RELATED; START DATE: 12/2015; 1 HR/MONTH; 1 HR/MONTH DURING SECURITIES HOURS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 3, 2018 - November 3, 2023

ARGENT CAPITAL MANAGEMENT LLC

RIA

CRD#: 107930

CLAYTON, MO

Past

October 29, 2015 - December 31, 2017

MARINER INSTITUTIONAL CONSULTING, LLC

RIA

CRD#: 173582

OVERLAND PARK, KS

Past

October 7, 2015 - September 27, 2017

MARINER WEALTH ADVISORS

RIA

CRD#: 174099

OVERLAND PARK, KS

Past

September 12, 2014 - December 31, 2017

MARINER WEALTH

RIA

CRD#: 140195

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARGENT CAPITAL MANAGEMENT LLC

CRD#: 107930 / SEC#: 801-55903

RIA

Registered Investment Advisory firm - (10/6/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ARGENT CAPITAL MANAGEMENT LLC

CRD#: 107930 / SEC#: 801-55903

RIA

Registered Investment Advisory firm - (10/6/1998 Approved)

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Contact information

Main Address

100 South Brentwood Blvd. Suite 110, Clayton, MO 63105

Mailing Address

Phone number

(314) 725-6000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARGENT CAPITAL MANAGEMENT LLC PART 2B SUPPLEMENT (3/24/2025)

ARGENT CAPITAL MANAGEMENT LLC PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,190
AUM (Assets Under Management)	$ 3,898,065,509

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark Caplinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ARGENT CAPITAL MANAGEMENT LLC

MARINER INSTITUTIONAL CONSULTING, LLC

MARINER WEALTH ADVISORS

MARINER WEALTH

Primary Firm SEC Registration

ARGENT CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Current Firm

ARGENT CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARGENT CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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