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JP

Jared P. Plotz

ULLAND INVESTMENT ADVISORS
MINNEAPOLIS, MN 55402
Some features on this profile are disabled
CRD#: 5953913
JP

Professional summary

Jared Perry Plotz is a registered financial advisor currently at ULLAND INVESTMENT ADVISORS, LLC located in Minneapolis, Minnesota.

Jared is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jared has worked at 2 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jared Perry Plotz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 12, 2026 - Present

ULLAND INVESTMENT ADVISORS, LLC

Office #1: 4550 Ids Center 80 S 8th Street, Minneapolis, MN 55402
RIA
CRD#: 109610
MINNEAPOLIS, MN
Past

September 15, 2011 - February 27, 2013

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UI
ULLAND INVESTMENT ADVISORS, LLC
ULLAND INVESTEMENT ADVISORS, LLC | ULLAND INVESTMENT ADVISORS, LLC | ULLAND INVESTMENT ADVISORS INC | ULLAND INVESTMENT ADVISORS

CRD#: 109610 / SEC#: 801-57473

RIA
Registered Investment Advisory firm - (4/14/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(1/12/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 10/6/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 87
Date: 1/6/2012
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 12/13/2011
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 9/14/2011
General Securities Representative Examination

Current Firm

UI
ULLAND INVESTMENT ADVISORS, LLC
ULLAND INVESTEMENT ADVISORS, LLC | ULLAND INVESTMENT ADVISORS, LLC | ULLAND INVESTMENT ADVISORS INC | ULLAND INVESTMENT ADVISORS

CRD#: 109610 / SEC#: 801-57473

RIA
Registered Investment Advisory firm - (4/14/2000 Approved)
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Contact information

Main Address
4550 Ids Center 80 S 8th Street, Minneapolis, MN 55402
Mailing Address
Phone number
(612) 312-1400
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ULLAND INVESTMENT ADVISORS, LLC FORM ADV PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts226
AUM (Assets Under Management)$ 451,429,283

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ULLAND INVESTMENT ADVISORS, LLC

CRD#: 109610Minneapolis, MN 55402

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