Santiago J. Arbelaez

PVG ASSET MANAGEMENT CORP

Miami, FL

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CRD#: 5953809

Professional summary

Santiago Jose Arbelaez, who also goes by Santiago J Arbelaez, Santiago P Arbelaez, Santiago Arbelaez, is a registered financial advisor currently at PVG ASSET MANAGEMENT CORP located in Miami, Florida.

Santiago is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Santiago has worked at 8 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Santiago J Arbelaez | Santiago P Arbelaez | Santiago Arbelaez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Partner PMG Corp, Florida a property management company. Partner of Stone Tower Capital Group, Florida a credit advisory and business consulting. Owner of real estate investments properties in Florida. Employee of CIM Securities, business development for private equity funding.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Santiago Jose Arbelaez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2024 - Present

PVG ASSET MANAGEMENT CORP

RIA

CRD#: 105541

Miami, FL

Past

October 7, 2024 - March 20, 2025

CIM SECURITIES, LLC

CRD#: 120852

PALMER, AK

Past

August 5, 2020 - November 22, 2024

MELLIG GROUP, LLC

RIA

CRD#: 283152

Brickell, FL

Past

January 9, 2018 - June 5, 2020

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

MIAMI, FL

Past

November 20, 2017 - June 5, 2020

HSBC SECURITIES (USA) INC.

CRD#: 19585

MIAMI, FL

Past

February 1, 2016 - July 11, 2016

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

MIAMI, FL

Past

January 28, 2016 - July 11, 2016

EQUITABLE ADVISORS, LLC

CRD#: 6627

MIAMI, FL

Past

May 2, 2013 - January 30, 2014

BRICKELL GLOBAL ADVISORY, INC.

RIA

CRD#: 156643

MIAMI, FL

Past

September 26, 2012 - January 30, 2014

BRICKELL GLOBAL MARKETS, INC.

CRD#: 104316

MIAMI, FL

Past

November 18, 2011 - September 25, 2012

SAFRA SECURITIES LLC

CRD#: 47873

AVENTURA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PVG ASSET MANAGEMENT CORP

CRD#: 105541 / SEC#: 801-30581

RIA

Registered Investment Advisory firm - (10/23/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/2/2013

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/15/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/7/2011

General Securities Representative Examination

Current Firm

PVG ASSET MANAGEMENT CORP

CRD#: 105541 / SEC#: 801-30581

RIA

Registered Investment Advisory firm - (10/23/1987 Approved)

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Contact information

Main Address

6898 S. University Blvd. Suite 100, Centennial, CO 80122

Mailing Address

Phone number

(303) 526-0548

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/4/2025)

Regulatory assets under management

Total Number of Accounts	949
AUM (Assets Under Management)	$ 617,865,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Santiago J. Arbelaez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Santiago Jose Arbelaez's CRS (Customer Relationship Summary).

Certified licenses

Experience

CIM SECURITIES, LLC

MELLIG GROUP, LLC

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

BRICKELL GLOBAL ADVISORY, INC.

BRICKELL GLOBAL MARKETS, INC.

SAFRA SECURITIES LLC

Primary Firm SEC Registration

PVG ASSET MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 4/2/2013

Series 7TO

Date: 12/15/2022

SIE

Date: 10/1/2018

Series 7

Date: 11/7/2011

Current Firm

PVG ASSET MANAGEMENT CORP

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PVG ASSET MANAGEMENT CORP

TRUST BUT VERIFY

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