RJ
Ross E. James
SENTINEL PENSION ADVISORS.
WAKEFIELD, MA 01880
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CRD#: 5953324
RJ
Professional summary
Ross Edward James, AIF®, CFP®, who also goes by Ross James, is a registered financial advisor currently at SENTINEL PENSION ADVISORS, LLC. located in Wakefield, Massachusetts and SENTINEL SECURITIES, LLC. located in Wakefield, Massachusetts.
Ross is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Ross has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ross James
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ross Edward James's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
January 6, 2012 - Present
SENTINEL PENSION ADVISORS, LLC.
Office #1: 100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880RIA
CRD#: 109901
WAKEFIELD, MA
Current
September 2, 2011 - Present
SENTINEL SECURITIES, LLC.
Office #1: 100 Quannapowitt Pkwy Suite 300, Wakefield, MA 01880Office #2: 100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880BD
CRD#: 110942
Wakefield, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SENTINEL PENSION ADVISORS, LLC.
SENTINEL ADVISORS | SENTINEL PENSION ADVISORS, LLC. | SENTINEL PENSION ADVISORS, LLC | SENTINEL PENSION ADVISORS INC | SENTINEL GROUP | SENTINEL FINANCIAL GROUP | SENTINEL BENEFITS & FINANCIAL GROUP
CRD#: 109901 / SEC#: 801-55783
RIA
Registered Investment Advisory firm - (8/5/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(1/3/2022)
IAR
Arizona(9/29/2014)
IAR
California(5/2/2012)
IAR
Colorado(5/9/2020)
IAR
Connecticut(11/21/2012)
IAR
Florida(1/26/2015)
IAR
Georgia(10/11/2013)
IAR
Indiana(1/3/2022)
IAR
Kentucky(1/3/2022)
RR
Maine(2/28/2012)
IAR
Maine(9/11/2012)
IAR
Maryland(3/20/2013)
RR
Massachusetts(10/24/2011)
IAR
Massachusetts(1/6/2012)
IAR
Michigan(7/13/2017)
RR
New Hampshire(2/28/2012)
IAR
New Hampshire(6/20/2012)
IAR
New Jersey(1/5/2015)
IAR
New York(2/11/2021)
IAR
North Carolina(4/12/2013)
IAR
Ohio(1/3/2022)
IAR
Oregon(2/10/2021)
IAR
Pennsylvania(1/5/2015)
IAR
Rhode Island(1/5/2015)
IAR
Texas(3/13/2014)
IAR
Vermont(7/9/2020)
IAR
Virginia(3/7/2014)
IAR
Washington(1/3/2022)
IAR
West Virginia(1/7/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SENTINEL PENSION ADVISORS, LLC.
SENTINEL ADVISORS | SENTINEL PENSION ADVISORS, LLC. | SENTINEL PENSION ADVISORS, LLC | SENTINEL PENSION ADVISORS INC | SENTINEL GROUP | SENTINEL FINANCIAL GROUP | SENTINEL BENEFITS & FINANCIAL GROUP
CRD#: 109901 / SEC#: 801-55783
RIA
Registered Investment Advisory firm - (8/5/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880
Mailing Address
Phone number
(781) 914-1450
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,113 |
| AUM (Assets Under Management) | $ 10,730,228,384 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 09/23/2024 | ||
| 10/23/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SENTINEL PENSION ADVISORS, LLC.
CRD#: 109901Wakefield, MA 01880TRUST BUT VERIFY
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