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DB

David A. Beardsley

STARK FINANCIAL INDUSTRIES LLC
Thousand Oaks, CA 91360
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CRD#: 5953266
DB

Professional summary


David Alan Beardsley II, who also goes by David Alan Beardsley, David Beardsley, is a registered financial professional currently at STARK FINANCIAL INDUSTRIES LLC located in Thousand Oaks, California.

David is registered as a RR (Registered Representative) and started their career in finance in 2012. David has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 52, Series 7, Series 14, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


David Alan Beardsley | David Beardsley

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view David Alan Beardsley II's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 25, 2024 - Present

STARK FINANCIAL INDUSTRIES LLC

Office #1: 515 Marin Street, Suite 416, Thousand Oaks, CA 91360
BD
CRD#: 25169
Thousand Oaks, CA
Past

June 1, 2023 - November 1, 2024

INSTITUTIONAL BOND NETWORK, LLC

BD
CRD#: 187515
THOUSAND OAKS, CA
Past

March 2, 2020 - April 6, 2023

MIDDLEGATE SECURITIES INC.

BD
CRD#: 21544
NEW YORK, NY
Past

June 22, 2015 - January 17, 2020

STONEX FINANCIAL INC.

BD
CRD#: 45993
MIAMI, FL
Past

March 13, 2012 - June 3, 2015

AMUNI FINANCIAL, INC.

BD
CRD#: 8365
ST PETERSBURG, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/25/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 3/26/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 6/25/2025
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 6/25/2025
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/25/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


SF
STARK FINANCIAL INDUSTRIES LLC
I. E. INVESTMENTS, INC. | STARK, SALTER & SMITH | STARK MUNICIPAL BROKERS | STARK FINANCIAL INDUSTRIES LLC | SMITH, PETERS & STARK

CRD#: 25169 / SEC#: , 8-41598

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
3007 Cordoba Ranch Blvd, Lutz, FL 33559
Mailing Address
515 Marin Street, Suite 416, Thousand Oaks, CA 91360
Phone number
(818) 735-9860
Established
Florida since 07/31/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
APPLE BLOSSOM VENTURES, LLCOWNER
BEARDSLEY, DAVID ALAN IICEO5953266
CHASE, KELLIE MARIEFINOP / PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER / SECRETARY6916986
STARK, STEPHEN THOMAS JRCCO / AML COMPLIANCE OFFICER1468043

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STARK FINANCIAL INDUSTRIES LLC

CRD#: 25169Thousand Oaks, CA 91360

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