Andrew F. Russo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Francis Russo, who also goes by Andrew F Russo, Andrew Francis Russo, Andy Russo, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2011. Andrew had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2026 - April 15, 2026
ARES MANAGEMENT CAPITAL MARKETS LLC
February 10, 2021 - January 2, 2026
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
October 8, 2018 - March 19, 2020
MORGAN STANLEY
October 8, 2018 - March 19, 2020
MORGAN STANLEY
December 17, 2013 - October 16, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 4, 2013 - October 16, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 7, 2011 - September 13, 2012
SANDLER, O'NEILL & PARTNERS, L.P.
State Registrations and Notice Filings
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Exams
Current Firm
ARES MANAGEMENT CAPITAL MARKETS LLC
CRD#: 166219 / SEC#: , 8-69194
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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