Torsten B. Hermansen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Torsten Blaine Hermansen, who also goes by Torsten Blaine Hermansen, Torsten Hermansen, was a registered financial professional .
Torsten is a previously registered financial professional and started their career in finance in 2011. Torsten had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2019 - September 16, 2020
NORTHWEST FINANCIAL ADVISORS LLC
June 25, 2019 - September 16, 2020
NORTHWEST FINANCIAL GROUP LLC
June 11, 2019 - September 15, 2020
LPL FINANCIAL LLC
October 16, 2017 - June 5, 2019
TRUIST ADVISORY SERVICES, INC.
October 16, 2017 - June 5, 2019
TRUIST INVESTMENT SERVICES, INC.
January 9, 2014 - August 29, 2017
WELLS FARGO CLEARING SERVICES, LLC
June 3, 2013 - August 29, 2017
WELLS FARGO CLEARING SERVICES, LLC
October 26, 2011 - May 6, 2013
BB&T INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769 / SEC#: 801-77994
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769 / SEC#: 801-77994
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,896 |
| AUM (Assets Under Management) | $ 1,924,736,060 |
Red Flags
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