Yevgeniy Falkovich

VILGA FINANCIAL PLANNING LLC

Brooklyn, NY

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CRD#: 5952831

Professional summary

Yevgeniy Falkovich, CFA, who also goes by Eugene Falkovich, is a registered financial advisor currently at VILGA FINANCIAL PLANNING LLC located in Brooklyn, New York.

Yevgeniy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Yevgeniy has worked at 3 firms and has passed the Series 27 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eugene Falkovich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yevgeniy Falkovich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

July 8, 2025 - Present

VILGA FINANCIAL PLANNING LLC

RIA

CRD#: 311166

Brooklyn, NY

Past

September 1, 2018 - November 5, 2020

BMO CAPITAL MARKETS CORP.

CRD#: 16686

New York, NY

Past

August 2, 2012 - September 1, 2018

KGS-ALPHA CAPITAL MARKETS, L.P.

CRD#: 151705

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VILGA FINANCIAL PLANNING LLC

CRD#: 311166 / SEC#: 801-132624

RIA

Registered Investment Advisory firm - (4/30/2025 Approved)

New Jersey

Registered Investment Advisory firm - (5/20/2025 Terminated)

New York

Registered Investment Advisory firm - (5/7/2025 Terminated)

Texas

Registered Investment Advisory firm - (5/7/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Principal/Supervisory Exam

Series 27

Date: 8/1/2012

Financial and Operations Principal Examination

Current Firm

VILGA FINANCIAL PLANNING LLC

CRD#: 311166 / SEC#: 801-132624

RIA

Registered Investment Advisory firm - (4/30/2025 Approved)

New Jersey

Registered Investment Advisory firm - (5/20/2025 Terminated)

New York

Registered Investment Advisory firm - (5/7/2025 Terminated)

Texas

Registered Investment Advisory firm - (5/7/2025 Terminated)

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Contact information

Main Address

Fair Lawn, NJ

Mailing Address

Phone number

(201) 300-6097

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B (7/8/2025)

Regulatory assets under management

Total Number of Accounts	97
AUM (Assets Under Management)	$ 124,656,173

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Yevgeniy Falkovich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yevgeniy Falkovich's CRS (Customer Relationship Summary).

Certified licenses

Experience

VILGA FINANCIAL PLANNING LLC

BMO CAPITAL MARKETS CORP.

KGS-ALPHA CAPITAL MARKETS, L.P.

Primary Firm SEC Registration

VILGA FINANCIAL PLANNING LLC

State Registrations and Notice Filings

Exams

Series 27

Date: 8/1/2012

Current Firm

VILGA FINANCIAL PLANNING LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VILGA FINANCIAL PLANNING LLC

TRUST BUT VERIFY

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