Ashley Hayworth

SCHWAB WEALTH ADVISORY

St Louis, MO

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CRD#: 5952829

Professional summary

Ashley Hayworth, who also goes by Ashley Renee-marie Hayworth, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in St Louis, Missouri and CHARLES SCHWAB & CO., INC. located in St Louis, Missouri.

Ashley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Ashley has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ashley Renee-Marie Hayworth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Hayworth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

St Louis, MO

Current

May 21, 2019 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 500 Maryville University Drive, St Louis, MO 63141

RIA

CRD#: 5393

St Louis, MO

Past

May 13, 2022 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

CHESTERFIELD, MO

Past

May 13, 2022 - May 19, 2024

TD AMERITRADE, INC.

CRD#: 7870

CHESTERFIELD, MO

Past

February 10, 2020 - August 28, 2025

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Chesterfield, MO

Past

August 9, 2018 - May 3, 2019

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

Past

March 6, 2014 - March 9, 2018

SCOTTRADE, INC.

CRD#: 8206

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/2/2020)

Arizona
(11/2/2020)

Arkansas
(11/2/2020)

California
(5/21/2019)

Colorado
(11/2/2020)

District of Columbia
(11/2/2020)

Florida
(5/21/2019)

Georgia
(11/2/2020)

Illinois
(5/21/2019)

Iowa
(11/2/2020)

Kansas
(10/27/2020)

Kentucky
(11/2/2020)

Maryland
(11/2/2020)

Massachusetts
(11/2/2020)

Minnesota
(11/2/2020)

Missouri
(5/21/2019)

IAR

Missouri
(8/28/2025)

Montana
(11/2/2020)

Nevada
(5/17/2024)

New Jersey
(11/2/2020)

New Mexico
(11/2/2020)

New York
(11/2/2020)

North Carolina
(11/2/2020)

Ohio
(11/2/2020)

Oklahoma
(11/2/2020)

Oregon
(11/2/2020)

Pennsylvania
(11/2/2020)

South Carolina
(11/2/2020)

Tennessee
(11/2/2020)

Texas
(5/21/2019)

Utah
(11/2/2020)

Virginia
(11/2/2020)

Washington
(11/2/2020)

Wisconsin
(11/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/10/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/16/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/6/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/15/2020

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/28/2020

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ashley Hayworth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Hayworth's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

SCOTTRADE, INC.

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/10/2020

Series 63

Date: 5/16/2014

SIE

Date: 10/1/2018

Series 7

Date: 3/6/2014

Series 10

Date: 6/15/2020

Series 9

Date: 2/28/2020

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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